Business Description

David specializes in helping successful professionals review their current tax and investment situations to plan for retirement and help efficiently transfer their assets to their children, grandchildren and charitable beneficiaries. "I enjoy developing long term relationships with my clients through the design and implementation of comprehensive financial planning strategies to help them in working toward their goals. I have found that clarifying their objectives, assessing their current situations, and laying out alternative scenarios give my clients the choice and control necessary to make educated decisions about their finances."

David is supported in his office by a dedicated client service specialist and by a team of advisors with years of experience helping clients with their investment, retirement, and estate planning problems. Additionally, he is able to draw on the national resources of the #1 independent Broker/Dealer, as reported in Financial Planning Magazine, June 1996-2009 based on total revenues.

General Information

Gender:

Male

CRD#:

4261724

Insurance License#:

CA 0D11810

Name of Broker/Dealer:

LPL Financial

States Licensed in:

CA, CO

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Financial Planner:
LPL Financial: 2009 to Present
Lincoln Financial Advisors: 2002 to 2009
American Express Financial Advisors: 2000 to 2002

I work with the following types of clients:

Businesses, Individual Investors

Education

Academic Background

BA, Political Science - UCLA
MA, Political Science - New York University
M.Phil., Political Science - New York University

Services

Investment Types:

Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®)

Securities Licenses:

Series 66, Series 7

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Disability, Life, Health, Annuity

Financial Organization Memberships:

Northern California Planned Giving Council, Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

250

Assets Managed by Firm:

$40,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Commissions, Hourly, Based on Assets

Fee % Based on Assets:

1-2%

Hourly Rate:

$125

Prepared By:

David Bobrowsky, CFP®