| Advisor Profile |
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| Securities and Fee Based Asset Management offered through LPL Financial, Member FINRA/SIPC. |
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Business Description |
David specializes in helping successful professionals review their current tax and investment situations to plan for retirement and help efficiently transfer their assets to their children, grandchildren and charitable beneficiaries. "I enjoy developing long term relationships with my clients through the design and implementation of comprehensive financial planning strategies to help them in working toward their goals. I have found that clarifying their objectives, assessing their current situations, and laying out alternative scenarios give my clients the choice and control necessary to make educated decisions about their finances."
David is supported in his office by a dedicated client service specialist and by a team of advisors with years of experience helping clients with their investment, retirement, and estate planning problems. Additionally, he is able to draw on the national resources of the #1 independent Broker/Dealer, as reported in Financial Planning Magazine, June 1996-2009 based on total revenues. |
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General Information |
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| Insurance License#: |
CA 0D11810
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| Name of Broker/Dealer: |
LPL Financial
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| States Licensed in: |
CA, CO
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
1
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| Work Experience: |
Financial Planner: LPL Financial: 2009 to Present Lincoln Financial Advisors: 2002 to 2009 American Express Financial Advisors: 2000 to 2002
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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BA, Political Science - UCLA MA, Political Science - New York University M.Phil., Political Science - New York University |
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Services |
| Investment Types: |
Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLU®)
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| Securities Licenses: |
Series 66, Series 7
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| Insurance and Annuity Licenses: |
Variable Annuity, Long Term Care, Variable Life, Disability, Life, Health, Annuity
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| Financial Organization Memberships: |
Northern California Planned Giving Council, Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
250
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| Assets Managed by Firm: |
$40,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Commissions, Hourly, Based on Assets
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| Fee % Based on Assets: |
1-2%
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| Prepared By: |
David Bobrowsky, CFP® |
Frequently Asked Questions |
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