Business Description

Putting your financial needs first is my job. Many of my clients are serious about managing their money responsibly in order to achieve their financial goals. That's where I come in. Working together, we design a sound, disciplined plan to help meet your financial needs.

My mission is to help my clients achieve their financial objectives -- prudently and thoughtfully -- through a long term relationship based on trusted and knowledgeable advice.

General Information

Gender:

Male

CRD#:

4512215

States Licensed in:

KY, IN, VA, TX, FL, CA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Annuities, Bonds, Exchange Traded Funds (ETFs), Alternative Investments, Insurance, Mutual Funds, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Insurance License (Life & Health; Long Term Care; Specify below), Chartered Retirement Planning Counselor (CRPC®)

Securities Licenses:

Series 7

Insurance and Annuity Licenses:

Disability, Variable Annuity, Variable Life, Life, Health, Annuity

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

no minimum

Compensation Methods:

Commissions, Hourly, Flat Fee

Hourly Rate:

150

Additional Details on Charges:

Flat rate fees are available, and vary on the complexity of the individual case.

Prepared By:

J. Kevin Childress

Most Recent Update:

05/11/2008