Business Description

"We provide a small number of clients with the highest level of PERSONAL financial advice and service possible, helping them successfully achieve their financial goals and dreams."

Because I truly care about my clients, I always put their interests above my own. Therefore, my goal is to be the best advisor I can for each individual client, instead of building a big planning business for the various reasons that other advisors do!

General Information

Gender:

Male

CRD#:

115065

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Mr Nelson has severed clients as a Financial Advisor since 1985 ans is a Registered Investment Advisor.

I work with the following types of clients:

Individual Investors

Education

Academic Background

Degree In Law Enforcement (1984)
BA, Finance - Metro State University (1997)
Masters Degree, Financial Planning (2001)

Services

Investment Types:

Exchange Traded Funds (ETFs), Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Masters in Financial Services (MSFS)

Financial Organization Memberships:

Financial Planning Association (FPA), Paladin Registry

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Advisor's Number of Clients:

Compliance

Registered Investment Advisor:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$500,000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

.08 to .06

Hourly Rate:

$125

Additional Details on Charges:

I charge either an hourly fee or a flat fee for Financial Planning. The Client and I agree to any fees before they are charged.

I meet with prospective clients at least twice (For Free) before we come to an agreement on a fair fee.

Prepared By:

Terry Nelson, CFP®, MS