Business Description

I provide quality advice to my clients in order to increase my clients' chances to reach their financial goals relative to retirement planning, college funding planning, insurance solutions and estate planning.

General Information

Gender:

Male

CRD#:

3248248

Firm CRD#:

3978

Name of Broker/Dealer:

Lincoln Financial Advisors Corp.

States Licensed in:

CT, VA, NC, CA, CO, SC

Years of Experience in Financial Services:

Number of Years with Current Firm:

Education

Academic Background

BA, Political Science - Norwich University (1991)

Services

Investment Types:

International Mutual Funds, Alternative Investments, Annuities, Stocks, Bonds

Qualifications & Memberships

Securities Licenses:

Series 7, Series 65, Series 63

Insurance and Annuity Licenses:

Life, Health

Firm Information

Number of Advisors in Office:

Over 1000 employees

Firm's Number of Clients:

10000

Advisor's Number of Clients:

Assets Managed by Advisor:

$20,000,000

Compliance

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Flat Fee, Commissions, Based on Assets

Additional Details on Charges:

I work to my clients best advantage. Fee based planning is not appropriate for clients seeking accumulation. Commission based transactions are frequently not appropriate for planning fee based estate planning clients.

Minimum Fee Charged for Managed Accounts:

$1,000

Prepared By:

Kevin Moravek

Most Recent Update:

07/17/2008