Business Description

We are in the business of helping our clients pursue their financial goals. We do this by using a total wealth management approach. Each component is important individually, but managing them all collectively is one of the most important considerations in overall financial success. Using LPL's Strategic Asset Management (SAM) platform we construct an investment portfolio that is custom fitted to our clients' needs. We then manage the portfolio through the applicable growth, distribution and generational transfer phases.

Securities and Advisory Services offered through LPL Financial Member NASD/SIPC

General Information

Gender:

Male

CRD#:

3143783

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Non-Profit Organizations, Businesses

Education

Academic Background

CFP® - Boston University

Bachelor of Arts, Psychology - NC State Universtiy (1996). Graduated cum laude.

Services

Investment Types:

REITs, Mutual Funds, Bonds, Stocks, Annuities, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 24, Series 7, Series 63

Insurance and Annuity Licenses:

Variable Life, Variable Annuity, Annuity, Health, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Based on Assets

Prepared By:

Erik Johnson

Most Recent Update:

07/24/2008