| Advisor Profile |
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Business Description |
Superior service for a limited number of clients with a performance
goal of equaling or exceeding the S&P 500.
Monthly information to clients includes: proprietary Month-End
Statement and Newsletter. A chart of our Model Portfolio performance
for the past 19 years is sent annually.
Our motto: "If you are looking out for yourself, you can't do the best
for your client."
George W. Laub answers all incoming calls.
The Laub Family has been doing business in the Buffalo, NY area for
177 years. |
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General Information |
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| States Willing to do Business in: |
all
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| Years of Experience in Financial Services: |
29
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| Number of Years with Current Firm: |
19
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| Work Experience: |
Sylvania Electronics Laboratory
Niagara Share Corp.
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Businesses
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| Foreign Languages Serviced: |
German
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Education |
| Academic Background |
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MA - Trinity College (Hartford, CT)
MBA - Harvard Business School |
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Services |
| Investment Types: |
Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Financial Analyst (CFA)
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| Non-Financial Organization Memberships: |
Harvard Business School Club of Buffalo
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
30
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| Advisor's Number of Managed Clients: |
30
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| Assets Managed by Advisor: |
over$50,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
yes
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| Additional Details on Charges: |
Graduated downward percentage schedule related to account size.
Fee charged semi-annually.
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| Minimum Fee Charged for Managed Accounts: |
1%
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| Prepared By: |
George W. Laub, CFA |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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While we strive to satisfy our clients' needs, if there is dissatisfaction (by either party), termination of services can be immediate. |
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What services do you provide? What are your specialties? |
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Customized investment portfolio structured to individual client needs, objectives, and risk tolerance. Specialties: 1) growth 2) income 3) technology |
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What is your experience? How many clients do you currently manage? |
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19 years management and ownership of George W. Laub and Assoc. Formerly 10 years with a NYSE listed fund. Currently manage accounts of +/- 30 clients. |
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What financial institution(s) do you represent? |
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We are a privately owned and financially independent Investment Advisory firm. |
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How do you charge for your services? |
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Percentage fee based on portfolio size. Semi-annual billing. |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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Our clients believe that we give better service and results than they could get elsewhere.
We put our clients' need ahead of our own. |
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