Business Description

When your life savings are at stake, you need advice you can trust. You need a financial advisor who is objective; someone who is not paid more to sell you one product rather than another. You need a relationship with a firm that promises always to put your interest first, a firm with proven experience and the right credentials. Life Certain Wealth Strategies, LLC. offers you all this and much more.

General Information

Gender:

Male

CRD#:

3125223

Firm CRD#:

421

Name of Broker/Dealer:

Woodbury Financial Services, Inc.

States Licensed in:

CO, AK, NY, NJ, IL, IN, OH, FL, CA, GA, KS, NM, TX, WY, AZ

Years of Experience in Financial Services:

Number of Years with Current Firm:

Foreign Languages Serviced:

Spanish

Education

Academic Background

BA, Economics
MBA

Services

Investment Types:

Options, Alternative Investments, Mutual Funds, Annuities, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 65, Series 63, Series 24, Series 7

Firm Information

Number of Advisors in Office:

Up to 10 employees

Firm's Number of Clients:

245

Advisor's Number of Clients:

Assets Managed by Advisor:

$38,000,000

Compliance

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Compensation Methods:

Hourly, Flat Fee, Commissions, Based on Assets

Fee % Based on Assets:

0.95%

Minimum Fee Charged for Managed Accounts:

N/A

Prepared By:

Herb White

Most Recent Update:

07/15/2008