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Overland Park Financial Advisors
Summit Wealth Advisors, LLC
10801 Mastin Blvd., Suite 540
Overland Park, KS 66210
(913) 871-6419
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Advisor Profile
Name: K. Wade Carpenter, CFP®
Phone Number: (913) 871-6419
Website: Visit Website
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Disclaimer
Securities offered through Commonwealth Financial Network, Member FINRA, SIPC. Summit Wealth Advisors, LLC is a Registered Investment Adviser.

Business Description

As a Partner of Summit Wealth Advisors, I take a comprehensive approach to the financial planning process. My role as an advocate for my clients can be best summarized by my personal mission statement: "To educate my clients as to their options and alternatives so they can make informed decisions and be the best stewards of their resources."
 

General Information

Gender:    Male
CRD#:    2285665
Firm CRD#:    8032
Name of Broker/Dealer:    Commonwealth Financial Network
States Licensed in:    KS, MO, AZ, CA, FL, IA, IL, LA, NC, OK, PA, TX
Years of Experience in Financial Services:    16
Number of Years with Current Firm:    2
I work with the following types of clients:    Non-Profit Organizations, Individual Investors, Businesses
 

Education

Academic Background
 
Degree in Business Administration - Central Missouri State University
 

Services

Investment Types:    Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, Mutual Funds, Insurance, Annuities, Stocks, Bonds
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Family Business Specialist, Chartered Life Underwriter (CLU®), Chartered Financial Consultant (ChFC®)
Securities Licenses:    Series 63, Series 6, Series 7, Series 65
Insurance and Annuity Licenses:    Annuity, Health, Disability, Life
Financial Organization Memberships:    Financial Planning Association (FPA)
Non-Financial Organization Memberships:    Community LINC
Epsilon Iota chapter of Phi Sigma Kappa
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    300
Firm's Number of Planning Clients:    300
Firm's Number of Managed Clients:    300
Assets Managed by Firm:    $100 million
Advisor's Number of Clients:    250
Advisor's Number of Managed Clients:    250
Advisor's Number of Planning Clients:    250
Assets Managed by Advisor:    $80 million
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $500,000
Compensation Methods:    Based on Assets, Hourly, Flat Fee, Commissions
Fee % Based on Assets:    1%
Hourly Rate:    $200
Minimum Fee Charged for Managed Accounts:    $5000
Minimum Fee Charged for Hourly Planning Accounts:    $200
Minimum Fee Charged for Flat Fee Accounts:    $1000
 
 
 
Prepared By: K. Wade Carpenter, CFP®