| Advisor Profile |
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| Name: |
K. Wade Carpenter, CFP® |
| Phone Number: |
(913) 871-6419 |
| Website: |
Visit Website
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| Research This Advisor |
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| Request More Information |
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| Disclaimer |
| Securities offered through Commonwealth Financial Network, Member FINRA, SIPC. Summit Wealth Advisors, LLC is a Registered Investment Adviser. |
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Business Description |
| As a Partner of Summit Wealth Advisors, I take a comprehensive approach to the financial planning process. My role as an advocate for my clients can be best summarized by my personal mission statement: "To educate my clients as to their options and alternatives so they can make informed decisions and be the best stewards of their resources." |
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General Information |
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| Name of Broker/Dealer: |
Commonwealth Financial Network
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| States Licensed in: |
KS, MO, AZ, CA, FL, IA, IL, LA, NC, OK, PA, TX
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| Years of Experience in Financial Services: |
16
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Non-Profit Organizations, Individual Investors, Businesses
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Education |
| Academic Background |
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| Degree in Business Administration - Central Missouri State University |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, Mutual Funds, Insurance, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Family Business Specialist, Chartered Life Underwriter (CLU®), Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 63, Series 6, Series 7, Series 65
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| Insurance and Annuity Licenses: |
Annuity, Health, Disability, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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| Non-Financial Organization Memberships: |
Community LINC
Epsilon Iota chapter of Phi Sigma Kappa
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
300
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| Firm's Number of Planning Clients: |
300
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| Firm's Number of Managed Clients: |
300
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| Assets Managed by Firm: |
$100 million
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| Advisor's Number of Clients: |
250
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| Advisor's Number of Managed Clients: |
250
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| Advisor's Number of Planning Clients: |
250
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| Assets Managed by Advisor: |
$80 million
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$500,000
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Fee % Based on Assets: |
1%
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| Minimum Fee Charged for Managed Accounts: |
$5000
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| Minimum Fee Charged for Hourly Planning Accounts: |
$200
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| Minimum Fee Charged for Flat Fee Accounts: |
$1000
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| Prepared By: |
K. Wade Carpenter, CFP® |
Frequently Asked Questions |
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