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Unionville Financial Advisors
Chadwick Financial Advisors
15 New Britain Avenue
Unionville, CT 06085
(860) 673-1942
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Advisor Profile
Name: Michael Chadwick
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Business Description

Helping people improve their financial situations is our mission. One definition of insanity is doing what you've always done and expecting different results. It is true that in order to work towards improving your outcome you'll need a proven, systematic process that is easy to implement and maintain. We've been entrusted to help hundreds of families, businesses, charities and pension funds work towards reaching their goals - truly an honor and a responsibility we do not take lightly - we treat client assets as if they are our own. We can help you protect what you have by making responsible decisions today as well as watching out for your future - helping you avoid potential problems decades down the road. The forethought we put into the process is something many people don't appreciate for years until they realize how important a decision years ago is in their life today. We have a proven process using Moneytrax, our financial modeling system to allow you to see complex financial
 

General Information

Gender:    Male
CRD#:    2538140
Name of Broker/Dealer:    Cambridge Investment Research
Name of Custodial Firm:    NFS, LLC, Schwab, Fidelity, Rydex
States Licensed in:    CT, NY, MA, FL, NH, VT, ME, NC, WA, CA, OH, RI, WV, NC, AZ, KY, UT
States Willing to do Business in:    CT, NY, MA, FL, NH, VT, ME, NC, WA, CA, OH, RI, WV, NC, AZ, KY, UT
Years of Experience in Financial Services:    14
Number of Years with Current Firm:    14
I work with the following types of clients:    Individual Investors, Non-Profit Organizations, towns, Businesses
 

Education

Academic Background
 
UCONN BGS
 

Services

Investment Types:    Real Estate, Annuities, Bonds, Stocks, Insurance, Commodities, Mutual Funds, FOREX & Currency, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
 

Qualifications & Memberships

Certifications, Accreditations & Designations:    Chartered Life Underwriter (CLU®), Certified in Long-Term Care (CLTC), Certified Investment Management Analyst (CIMA®), CERTIFIED FINANCIAL PLANNER (CFP®), Chartered Financial Consultant (ChFC), Certified Senior Advisor (CSA)®, Certified Financial Planner
Securities Licenses:    Series 66, Series 65, Series 63, Series 55, Series 24, Series 22, Series 7, Series 6
Insurance and Annuity Licenses:    Long Term Care, Health, Annuity, Variable Annuity, Life, Variable Life, Disability
Financial Organization Memberships:    Paladin Registry, Financial Planning Association (FPA), Society of Financial Services Professionals
 

Firm Information

Number of Advisors in Office:    Up to 10 employees
I work with clients as part of a team:    Yes
Firm's Number of Clients:    650
Assets Managed by Firm:    Yes
 

Compliance

Registered Investment Advisor:    Yes
Registered Representative:    Yes
Investment Advisor Representative:    Yes
I am an acknowledged fiduciary:    Yes
Compliance Disclosures in Last 5 years:    I have a clean record
Criminal Disclosures in Last 5 years:    I have a clean record
 

Compensation & Fees

I am a fee-only financial professional:    Yes
I am a fee-based financial professional:    Yes
Minimum Portfolio Size for New Managed Accounts:    $none
Compensation Methods:    Based on Assets, Flat Fee, Hourly
Fee % Based on Assets:    0.5%
Hourly Rate:    $125.00
Additional Details on Charges:    Annual retainer available. Annual fee as a % of assets under management is on a sliding scale from 0.5% to 1.5% depeninding on how much you've entrusted with us.
Minimum Fee Charged for Managed Accounts:    $none
Minimum Fee Charged for Hourly Planning Accounts:    $none
Minimum Fee Charged for Flat Fee Accounts:    $none
 
 
 
Prepared By: Michael Chadwick
Most Recent Update: 10/03/2008