Business Description

Our goal is to provide you with a written, monitored, and road-mapped personalized wealth management plan. This 13 point wealth management plan is individually developed using your personal financial goals, current station in life, and the various goal time frames which will potentially accomplish:

* Increased asset value while maintaining reduced risks
* Reduction of personal income, business, or estate tax
* Sufficient income for your education, retirement, charitable, or beneficiary goals

We pride ourselves in developing personalized wealth management plans that are designed specifically for your goals, objectives, and time frames. Our team of experts work with individuals, families, and corporations providing them expert advice on:

* Asset allocation and investment management
* Income tax reduction planning
* Lump sum distribution investment advise
* Planning for retirement or education funding
* Estate tax planning to avoid costly probate and estate tax

We offer fee based (Passive, Active, or Tactical) asset management of taxed, tax deferred, and tax advantaged mutual fund portfolios ... including 401k, 403b, profit sharing, and other employer retirement plans.

Minimums for some asset management programs are as low as $50,000.

General Information

Gender:

Male

CRD#:

1997321

Name of Broker/Dealer:

First Allied Securities, Inc. - A Registered Broker Dealer Member FINRA/SIPC

States Licensed in:

Missouri, Illinois, Iowa, Kansas, Indiana, Arizona, Texas, Massachusetts, and New York

States Willing to do Business in:

We have the availability to work with clients across America.

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Mr. Seibert is the President and Principal of Strategic Asset Management, Inc. founding the firm in 1991.

I work with the following types of clients:

Individual Investors, Businesses, Non-Profit Organizations

Education

Academic Background

BS - Indiana University (1974)

Services

Investment Types:

Real Estate, Alternative Investments, Annuities, Insurance, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Financial Consultant (RFC)

Securities Licenses:

Series 26, Series 6, Series 22, Series 63, Series 65

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Health, Life

Financial Organization Memberships:

Registered Financial Consultants (RFC)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

150

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Hourly, Based on Assets, Flat Fee, Commissions

Fee % Based on Assets:

.5% to 2%

Additional Details on Charges:

Initial consultation is always FREE. This provides the client the opportunity to judge our competence and planning philosophies. Also, for us to help determine the client's goals and how we may best provide them with the planning tools for their goal achievement.

Prepared By:

Earl "Si" Seibert Jr.