Business Description

At Coe Financial Services we believe life is a gift and that it comes with both challenges and responsibilities. One of those challenges is money. It requires attention because its mismanagement can produce devastating consequences. However, money can also facilitate opportunities. We see money as a tool to accomplish the things that are important to you including financial security, education, travel, and helping family members or charities.
For many years Coe Financial Services has helped people with their finances. We know each person is unique and has special concerns. That's why many want an ongoing, long standing professional relationship. Our clients feel better knowing they have an advisor who understands what matters to them. They appreciate having their financial affairs organized and simplified. They value having someone they trust answering questions and addressing financial issues. Coe Financial Services can help you, too.

General Information

Gender:

Male

CRD#:

867571

Years of Experience in Financial Services:

Foreign Languages Serviced:

English

Education

Academic Background

Dick Coe graduated Magna Cum Laude from Macalester College (St. Paul, MN) in 1971 with Special Departmental Honors in Economics. He received his MBA from The University of Chicago in 1974 with majors in Finance and Accounting.

He has been a Certified Financial Planner professional since 1983, a Chartered Life Underwriter since 1991, and a Certified Senior Advisor since 2004.
He has stayed current on financial and economics issues for more than 30 years.

Services

Investment Types:

Stocks Mutual Funds, International Investments, Bond Mutual Funds, 76504, Real Estate, Alternative Investments, Annuities, Bonds, Stocks

Qualifications & Memberships

Certifications, Accreditations & Designations:

Series 65, Series 63, Masters of Business Administration, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner, Insurance License (Life & Health; Long Term Care; Specify below), Series 7, Chartered Life Underwriter

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.2

Additional Details on Charges:

The incremental charge for new assets under management ranges from a high of 1.2ïo a low of .5ïdepending on the amount of money managed.

Annual retainer services are available for those wanting financial planning services without asset management. The minimum first year retainer fee for financial planning services is $1,000.

Prepared By:

J. Richard Coe

Most Recent Update:

04/29/2008