| Advisor Profile |
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| Disclaimer |
| This listing is intended for informational purposes only and does not constitute an offer to sell or an offer to buy any security. This site is published in the United States for U.S. residents only. These materials and any tax-related statements are not intended or written to be used, and cannot be used or relied upon, by any such taxpayer for the purpose of avoiding tax penalties. Tax-related statements, if any, may have been written in connection with the "promotion or marketing" of the transaction(s) or matters(s) addressed by these materials, to the extent allowed by applicable law. Any such taxpayer should seek advice based on the taxpayer's particular circumstances from an independent tax advisor. This information, products and services described here are intended only for individuals residing in states where this Financial Advisor is properly registered as described in this site. Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER? and CFP (with flame logo)® in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements. Securities and Investment Advisory Services offered through FSC Securities Corporation, Member FINRA, SIPC and a Registered Investment Advisor. Kidder Financial Group, Inc. is not affiliated with FSC Securities Corporation and is not a Registered Broker-Dealer or Registered Investment Adviser.
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Business Description |
| Using a Coach and Teacher philosophy we become your partner in helping you achieving your personal and financial goals. We will take the time and put in the effort to make sure that you are involved in all aspects of developing a program that is right for your situation. |
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General Information |
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| Name of Broker/Dealer: |
FSC Securities Corporation, Inc.
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| Name of Custodial Firm: |
Pershing
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| States Licensed in: |
AL, FL, GA, TN
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| Years of Experience in Financial Services: |
14
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| Number of Years with Current Firm: |
14
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| I work with the following types of clients: |
Businesses, Individual Investors
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Education |
| Academic Background |
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BA, Physics - University of Idaho
MBA - Oklahoma City University |
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Services |
| Investment Types: |
Alternative Investments, Annuities, Stocks Mutual Funds, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Insurance License (Life & Health; Long Term Care; Specify below)
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| Securities Licenses: |
Series 24, Series 7, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Disability, Variable Annuity, Long Term Care, Life, Health, Annuity
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Assets Managed by Firm: |
$72,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Prepared By: |
Ron Kidder |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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All planners in our organization are Certified Financial Planning professionals and have MBA's. |
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| Q. |
What is your approach to financial planning? |
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We utilize a multi-step process to discover where the client is starting from and then determine their financial goals and life style desires. Our basic assumption is that the client is not knowlegable in the field of finance and we make sure at each step that they fully understand the details of the process. |
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What services do you offer? |
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We offer a full munu of financial planning and asset management services. We can work on a fee, comission or hourly basis depending upon the needs of the client. We coordinate with our clients other advisors to ensure that all aspects of their situation are properly executed. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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I will be the primary person working with you, but we take a team approach so that our clients needs are immediately addressed regardless of an advisor being out of the office or tied up in a meeting. |
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How are you compensated? How will I pay for your services? |
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We can do fee only, fee and commission or hourly depending upon the services required and client needs. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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The choice is up to you. In our fee based accounts our goal is to maintain the risk level through market changes and often the trading is done automatically to control the portfolio risk. |
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Have you ever been charged with any breaches? |
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No one in our organization has ever had a complaint issued against them. |
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Do you provide a free initial consultation? |
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Yes, we need to make sure that we are a good match and can provide the services that you need. |
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