Business Description

Representatives of Hunter Financial Advisors (HFA) maintain the belief that planning should be approached as a real world experience. As such, each plan that is developed is uniquely reflective of each client's respective tolerances, biases and objectives. To enable this to be achieved, representatives encourage their clients to be involved in all aspects of the planning process. The plan, after all, is for the client, and cannot be considered adequate or complete until it fully reflects the client's needs, objectives and desires.

It is also our belief that no plan is effective that cannot be implemented. To facilitate implementation, we can provide directly, or through third parties, the appropriate products and services required to address each need and resolve each problem identified in the planning process.

General Information

Gender:

Male

CRD#:

1691649

Firm CRD#:

129867

Name of Broker/Dealer:

National Planning Corp.

States Licensed in:

CT, FL, MA, ME, MI, MN, NC, NH, NJ, NV, NY, PA, RI, VA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Real Estate, Bonds, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 24, Series 6, Series 7, Series 63

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Disability, Life, Health, Annuity

Financial Organization Memberships:

National Association of Estate Planners & Councils, National Association of Insurance and Financial Advisors (NAIFA), Financial Planning Association (FPA), Million Dollar Roundtable

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$1,000,000

Compensation Methods:

Based on Assets, Commissions, Hourly

Fee % Based on Assets:

Hourly Rate:

$250

Additional Details on Charges:

While I average 1%; my fees range from .3% to 1.5% depending on asset size and complexity of management.

Prepared By:

Daniel M. Juechter, CFP®