| Advisor Profile |
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| Name: |
Mark Dahlenburg |
| Phone Number: |
(765) 588-3615 |
| Website: |
Visit Website
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Business Description |
| Our mission is to help our clients make smart investment and financial decisions through professional relationships based on uncompromising integrity, trust, and personalized service. We accomplish this mission by offering holistic, comprehensive advisory services to help clients prioritize and attain their life goals.
Our sole purpose is to help our clients arrange their financial affairs in the most efficient and effective way; to preserve their capital and obtain the highest risk-adjusted returns consistent with their financial objectives; and, most importantly, provide them with peace of mind. |
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General Information |
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| States Licensed in: |
AL CA FL GA IL IN KY MI OH OK TN TX WI
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| Years of Experience in Financial Services: |
26
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| Number of Years with Current Firm: |
16
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| I work with the following types of clients: |
Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses
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Education |
| Academic Background |
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| Since 1983, Mark has been providing clients with comprehensive wealth management solutions. His areas of expertise include investment portfolio design and management, risk management, retirement planning, and overall comprehensive financial planning. Mark believes the educated client is his best client. |
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Services |
| Investment Types: |
Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), International Investments, Annuities, Bonds, Stocks
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Life Underwriter Training Council Fellow (LUTCF), Chartered Financial Consultant (ChFC®), Accredited Investment Fiduciary® (AIF), Registered Financial Consultant (RFC), Chartered Life Underwriter (CLU®)
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| Securities Licenses: |
Series 51, Series 63, Series 24, Series 7
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| Insurance and Annuity Licenses: |
Variable Annuity, Health, Annuity, Casualty, Property, Variable Life, Life, Long Term Care
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| Financial Organization Memberships: |
Million Dollar Roundtable, National Association of Estate Planners & Councils (NAEPC), National Association of Insurance and Financial Advisors (NAIFA), National Association of Personal Financial Advisors (NAPFA), Society of Financial Services Professionals, Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee, Hourly
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| Fee % Based on Assets: |
1.25
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| Prepared By: |
Mark Dahlenburg |
Frequently Asked Questions |
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What are your qualifications? What is your education background? |
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Visit www.fpcadvisor.com and click on Professional Biographies under About Us |
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What is your approach to financial planning? |
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What services do you offer? |
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Visit www.fpcadvisor.com and click on What We Offer |
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Will you be the only person working with me? |
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Visit www.fpcadvisor.com and click on Professional Biographies under About Us |
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How are you compensated? How will I pay for your services? |
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Visit www.fpcadvisor.com and click on Fees under About Us |
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What services do you provide? What are your specialties? |
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Visit www.fpcadvisor.com and click on Who We Serve |
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How do you charge for your services? |
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Visit www.fpcadvisor.com and click on Fees under About Us |
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Do you provide a free initial consultation? |
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Yes. Visit www.fpcadvisor.com and click on Getting Started under About Us |
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Why should I choose you as my financial advisor? |
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Visit www.fpcadvisor.com and click on What Sets Us Apart on our home page |
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What are your management fees? |
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Fees vary depending on services rendered. Visit www.fpcadvisor.com and click on Retirement Plan Services under Businesses to learn more. |
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Do you have a minimum requirement for number of employees or total investment value? |
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No. However, since we offer more "hands on" full service support, we have found the companies best suited for our services have greater than $2 million in plan assets and/or greater than 50 employees. |
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What type of plans do you offer? |
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401k, Profit Sharing, Money Purchase, Defined Benefit, Non-Qualified Deferred Compensation, SIMPLE IRA, SEP IRA
Visit www.fpcadvisor.com and click on Retirement Plan Services under Businesses to learn more. |
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What is your approach to 401 K plan rollovers? |
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We first analyze your goals, objectives and existing programs. Next, we formulate a written investment policy statement. Then, we establish the appropriate asset allocation/manager style mix. Visit www.fpcadvisor.com and click on Investment Management Services for more information. |
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How long does the process of rolling over a 401K plan usually take? |
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The process varies depending on the corporate and custodian procedures, but less than two weeks is normal. |
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How many years of experience do you have? |
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What are your fees for this service? |
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Fees vary depending on the size of the portfolio and the investment management program choosen. Visit www.fpcadvisor.com and click on Fees under About Us to learn more. |
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Why should I roll over my 401K plan to your firm? |
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We act in a fiduciary capacity when advising our clients. Our clients prefer our independent and objective advice. |
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Do you provide a free initial consultation? |
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Yes. Visit www.fpcadvisor.com and click on Investment Management Services to learn more about our process. |
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