Business Description

I am a fiduciary and not a broker, this allows me to put my clients' best interests first. After creating an Investment Policy Statement (IPS) for clients, my goal is to assign several of the 26 investment programs we have developed to managing their portfolios. In general, I try to outperform the market with less risk, and my track record proves I have been able to do this through bull and bear markets. Please remember though, past performance is no guarantee of future results.

General Information

Gender:

Male

CRD#:

1248803

Years of Experience in Financial Services:

Foreign Languages Serviced:

French, some German

Education

Academic Background

MBA, Finance & Investments
Bachelor of Arts, Philosophy
Baccalaureat, Economics

Services

Investment Types:

Stocks Mutual Funds, Bond Mutual Funds, Bonds, Stocks, Annuities, Alternative Investments, International Investments, Options

Qualifications & Memberships

Certifications, Accreditations & Designations:

Series 65, Insurance License (Life & Health; Long Term Care; Specify below), Masters of Business Administration, Registered Investment Advisor (RIA) (State or SEC) or RIA representative

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.5

Hourly Rate:

199

Additional Details on Charges:

Asset-based fees are:
3.00% per annum on balances under $100,000, plus
2.50% per annum on balances between $100,000 and $500,000, plus
1.25% per annum on balances over $500,000
All fees are negotiable.

Prepared By:

Peter Timmons