Business Description

In servicing my clients, I shall, in light of all circumstances, recommend that course of action or provide that service which, had I been in the same situation, I would have applied to myself.

General Information

Gender:

Female

CRD#:

1523145

Firm CRD#:

15296

Name of Broker/Dealer:

Securian Financial Services, Inc.

States Licensed in:

AZ, AR, CA, CO, ID, NV, NJ, OR, PA, TX, VA, WA, WI, GA, MN

States Willing to do Business in:

Any

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Services

Investment Types:

Mutual Funds, Annuities, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Financial Consultant (ChFC®), Chartered Life Underwriter (CLU®)

Securities Licenses:

Series 7, Series 63, Series 6, Series 65

Insurance and Annuity Licenses:

Health, Annuity, Life

Financial Organization Memberships:

Society of Financial Services Professionals, National Association of Insurance and Financial Advisors (NAIFA), Premier Resource Group, Million Dollar Roundtable

Non-Financial Organization Memberships:

"We Care" Make-a-Wish Foundation

Firm Information

Number of Advisors in Office:

100 - 999 employees

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Prepared By:

Debbie Paul CLU, ChFC