Business Description

We help clients create, grow, protect and distribute wealth in the most efficient manner possible, based on our clients specific needs and goals. We offer customized solutions with the greatest attention to detail. We are committed to putting quality service and objective advice first.

General Information

Gender:

Male

CRD#:

2932321

Name of Broker/Dealer:

LPL Financial

States Licensed in:

AZ,CA,CO,DE,FL,KY,MN,NC,TX,WA,WI

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Services

Investment Types:

Annuities, Bonds, Stocks, Insurance, Commodities, Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 7, Series 6, Series 24, Series 63, Series 66

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Disability, Annuity, Life

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000.00

Compensation Methods:

Commissions, Flat Fee, Based on Assets, Hourly

Prepared By:

Michael Treiberg