Business Description

I work with clients for all their financial planning needs specializing in:

> Retirement accumulation planning

>Maximizing retirement income

>Portfolio Analysis

>Legacy Planning

We design a financial roadmap to assist clients to increase their income, not outlive their funds, keep up with inflation and potentially leave a legacy. I work with clients to generate a comprehensive "game plan" which is flexible enough to change with different life events.

While our services are backed up by some of the world's best associations, the guidance is strictly personal.

Securities and Advisory Services offered through Commonwealth Financial Network, Member FINRA/SIPC, a Registered Investment Adviser.

General Information

Gender:

Male

CRD#:

2875802

Firm CRD#:

8032

Name of Broker/Dealer:

Commonwealth Financial Network

States Licensed in:

CT, CA, FL, MA, MI, NJ, NY, SC, VT, TX, VA

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

MBA, Finance - Fordham University (1982)
BS, Finance - Pace University

Services

Investment Types:

Exchange Traded Funds (ETFs), Mutual Funds, Annuities, Stocks, Bonds

Qualifications & Memberships

Securities Licenses:

Series 66, Series 63, Series 7

Insurance and Annuity Licenses:

Variable Life, Long Term Care, Variable Annuity, Disability, Life, Annuity

Financial Organization Memberships:

International Association of Financial Planners

Firm Information

Number of Advisors in Office:

Over 1000 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Gary McDonagh