| Advisor Profile |
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| Name: |
Kevin Holland |
| Phone Number: |
(630) 995-9526 |
| Website: |
Visit Website
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Business Description |
| My objective and passion to is give my utmost best effort to help clients achieve their personal and financial goals and dreams in an ethical, effective and efficient manner. My consultative approach to client's affairs is holistic in nature. I prefer to examine and fully understand the client's current financial position, goals, issues and problems in order to deliver timely and optimal solutions. My active portfolio management approach is designed to optimize risk-adjusted returns. Its primary purpose is to avoid significant declines in portfolio value. My goal is to have a life long mutually beneficial relatiionship with every client. |
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General Information |
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| Name of Broker/Dealer: |
LPL Financial Corporation
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
16
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Education |
| Academic Background |
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BS, Accounting - DePaul University (1976)
MBA, Investment Finance - DePaul University (1984) |
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Services |
| Investment Types: |
Stocks, Annuities, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Real Estate, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Public Accountant (CPA), Accredited Asset Management Specialist (AAMS®), Chartered Mutual Fund Counselor (CMFC®), Personal Financial Specialist (PFS)
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| Securities Licenses: |
Series 7, Series 6, Series 22, Series 24
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| Insurance and Annuity Licenses: |
Disability, Life, Health, Long Term Care
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Based on Assets, Hourly, Flat Fee, Commissions
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| Fee % Based on Assets: |
1.25%
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| Additional Details on Charges: |
Annual Fees for Portfolio Management vary based on assets undermanagement and whether the portfolio is actively or passively managed. Hourly and flat fees are for financial planning engagements and advice.
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| Prepared By: |
Kevin Holland |
| Most Recent Update: |
08/08/2008 |
Frequently Asked Questions |
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