Business Description

To help clients navigate a clear course toward their financial security through:

-Comprehensive fee-only financial planning
Innovative solutions to financial uncertainty
-Tailored investment portfolios
-Professional fiduciary responsibility
-Trustee services through National Advisors Trust Co.

General Information

Gender:

Male

CRD#:

2138748

SEC File#:

801-55188

Years of Experience in Financial Services:

Foreign Languages Serviced:

French

Education

Academic Background

Bachelor of Science, Electrical Engineering - US Naval Academy (1970)

Master of Business Administration - UMass at Dartmouth (1982)

Master of Science in Financial Planning - College for Financial Planning, Denver (1996)

Services

Investment Types:

Stocks Mutual Funds, International Investments, Bonds, Other, Stocks, Annuities, Bond Mutual Funds, Options, Real Estate

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Financial Planner, Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Masters of Business Administration, Series 63

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.3

Hourly Rate:

200

Additional Details on Charges:

2% on first $100,000
1.5% on next $400,000
1% on next $500,000
0.5% on assets over $1,000,000
Comprehensive financial planning and tax preparation are included.

Prepared By:

Warren Mackensen

Most Recent Update:

08/07/2008