Business Description

CWMG helps you simplify the demands of managing your wealth in order to enable you to devote time to your business, your personal endeavors and your family.

We organize your assets, asset allocation strategy, insurance, and your financial and estate plans to help simplify, consolidate and integrate every aspect of your financial future.

Securities and portfolio management offered through LPL Financial Member FINRA/SIPC

General Information

Gender:

Male

CRD#:

2682285

Firm CRD#:

6413

Name of Broker/Dealer:

LPL Financial

States Licensed in:

PA, NJ, DE

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Education

Academic Background

BS, Finance - Shippensburg University (1988)
MBA - Bloomsburg University (1989)

Services

Investment Types:

REITs, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®), Accredited Estate Planner (AEP)

Securities Licenses:

Series 24, Series 63, Series 7

Insurance and Annuity Licenses:

Disability, Long Term Care, Variable Annuity, Variable Life, Life, Health, Annuity

Financial Organization Memberships:

National Association of Estate Planners & Councils (NAEPC)

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets

Hourly Rate:

$250

Prepared By:

Tor Hotham, CFP®