| Advisor Profile |
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| Name: |
Joseph Skees |
| Phone Number: |
(603) 319-4151 |
| Website: |
Visit Website
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Business Description |
| To combine the strength and heritage of our firm with the insight, concern, and experience of our associates to give clients objective, individualized advice and service that will help them achieve their long-term financial goals. |
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General Information |
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| Name of Broker/Dealer: |
Wachovia Securities Financial Network
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| States Licensed in: |
CA, CT, FL, MA, ME, NC, NH, NY, and OH
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| States Willing to do Business in: |
CA, CT, FL, MA, ME, NC, NH, NY, and OH
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| Years of Experience in Financial Services: |
12
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| Number of Years with Current Firm: |
3
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| Work Experience: |
Previous Work Experience: Financial Advisor with Merrill Lynch and UBS
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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| BS, Business Management - University of Massachusetts, Dartmouth |
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Services |
| Investment Types: |
Real Estate, Mutual Funds, Bonds, Stocks, Annuities, Insurance, Options & Futures, Alternative Investments, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Life Underwriter (CLUŽ), Insurance License (Life & Health; Long Term Care; Specify below), Chartered Financial Consultant (ChFC)
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| Securities Licenses: |
Series 24, Series 7, Series 66
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| Insurance and Annuity Licenses: |
Variable Life, Variable Annuity, Long Term Care, Accident, Annuity, Health, Life
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Assets Managed by Firm: |
Yes
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
50000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Joseph Skees |
| Most Recent Update: |
08/28/2008 |
Frequently Asked Questions |
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