Business Description

I want to be of great value for my clients investment- and financial planning- success. It is my goal to find the most intelligent, effective way to grow and protect my clients savings.

I build good long-term client relationships based on trust, open communication, and integrity. Most of my clients are very successful, well educated individuals that appreciate my analytical thinking, honesty and dedication to quality.

I feel passionate about:

1. Helping my clients to keep more wealth and income for themselves and loved ones by reducing taxes and risks.
2. Conservative investments that are consumer-friendly and suitable.
3. Promoting reason and knowledge versus fear or greed.

I admire: The magic of life, the beauty of creation, Mahatma Ghandi and other peaceful leaders.

General Information

Gender:

Male

CRD#:

4328761

Firm CRD#:

2880

Insurance License#:

D077044

Name of Broker/Dealer:

ING Financial Partners

States Licensed in:

States Willing to do Business in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Non-Profit Organizations, Individual Investors, Investment Clubs, Businesses

Foreign Languages Serviced:

German

Services

Investment Types:

Bank CDs, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Bank Savings, Money Market Accs, Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 66

Insurance and Annuity Licenses:

Health, Annuity, Disability, Variable Life, Long Term Care, Variable Annuity, Accident, Life

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250000

Compensation Methods:

Based on Assets, Commissions

Prepared By:

Gerald Mangold