| Advisor Profile |
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| Name: |
Gary R. Neigeborn |
| Phone Number: |
(404) 975-0458 |
| Website: |
Visit Website
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Business Description |
| Helping clients achieve their financial goals is my highest priority. My firm and I have the knowledge, experience and integrity to help attain what is most important to investors, including financial independence, a secure and comfortable retirement, college educations for their children, travel and a second home. We provide the peace of mind that comes from knowing a client has entrusted their future to a team of professionals that cares about them as an individual, regardless of the size of their portfolio. |
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General Information |
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| Name of Broker/Dealer: |
Janney Montgomery Scott LLC
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| Name of Custodial Firm: |
Janney Montgomery Scott LLC
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| States Licensed in: |
GA,TX,NY,NJ,PA,CA,FL,IL,MD,MI,VA,AL,SC
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| Years of Experience in Financial Services: |
12
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Non-Profit Organizations, Businesses, Investment Clubs, Individual Investors
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Education |
| Academic Background |
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State University of New York at Albany
Postgraduate Study: History
Bachelor of Arts
Concentration: American History
Minor: Psychology |
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Services |
| Investment Types: |
International Investments, Bonds, Alternative Investments, Exchange Traded Funds (ETFs), Stocks, Annuities, Insurance, Mutual Funds, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Insurance License (Life & Health; Long Term Care; Specify below)
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| Securities Licenses: |
Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Variable Annuity, Annuity, Life, Health
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| Non-Financial Organization Memberships: |
Kiwanis International
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
130
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Compliance |
| Registered Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-based financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
$ 100,000
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| Compensation Methods: |
Commissions, Based on Assets
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Gary R. Neigeborn |
Frequently Asked Questions |
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Will you be the only person working with me? |
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I will be the primary person working with you in the management of your account. However, the full resources of my organization will be at your disposal in working towards your goals. |
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How are you compensated? How will I pay for your services? |
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Either by fee or commission, whichever you prefer. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Absolutely. You and I will be working together throughout the investment process. |
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Have you ever been charged with any breaches? |
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Do you provide a free initial consultation? |
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