| Advisor Profile |
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| Name: |
Gary R. Neigeborn |
| Phone Number: |
(404) 975-0458 |
| Website: |
Visit Website
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Business Description |
| Over the past eleven years, I have advised clients through three major market downturns including the "Asian Contagion" of 1998, the "Tech Wreck" of 2000-2002 and the current credit crisis. My business philosophy is to place clients in the best position possible to grow their wealth while simultaneously managing their risk exposure. I build long term relationships with my clients, many having been with me since the inception of my practice. My goal is to provide clients with a partner on their personal path toward wealth creation and financial independence. |
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General Information |
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| Name of Broker/Dealer: |
Janney Montgomery Scott LLC
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| Name of Custodial Firm: |
Janney Montgomery Scott LLC
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| States Licensed in: |
GA,TX,NY,NJ,PA,CA,FL,IL,MD,MI,VA,AL,SC
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| Years of Experience in Financial Services: |
11
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| Number of Years with Current Firm: |
3
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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BA, History with a minor in Psychology -State University of New York, Albany
Graduate work at SUNY in the History Department, focusing on 20th century international relations. |
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Services |
| Investment Types: |
International Investments, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Insurance License (Life & Health; Long Term Care; Specify below)
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| Securities Licenses: |
Series 65, Series 63, Series 7
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| Insurance and Annuity Licenses: |
Annuity, Variable Annuity, Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
130
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Compliance |
| Registered Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$ 100,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Gary R. Neigeborn |
Frequently Asked Questions |
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Will you be the only person working with me? |
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While my staff will be available to assist you on clerical items, I will be the person working directly with you in the management of your account. |
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How are you compensated? How will I pay for your services? |
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Either by fee or commission, whichever you prefer. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Absolutely. You and I will be working together throughout the investment process. |
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Have you ever been charged with any breaches? |
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Do you provide a free initial consultation? |
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