| Advisor Profile |
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| Name: |
Gary R. Neigeborn |
| Phone Number: |
(404) 975-0458 |
| Website: |
Visit Website
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Business Description |
| My goal is to place clients in the best position possible to grow their wealth while simultaneously managing their risk exposure. I build long term relationships with my clients, many having been with me since the inception of my practice. I add value by providing my clients with a partner in their personal path toward wealth creation and financial independence. |
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General Information |
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| Name of Broker/Dealer: |
Janney Montgomery Scott LLC
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| Name of Custodial Firm: |
Janney Montgomery Scott LLC
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| States Licensed in: |
GA,TX,NY,NJ,PA,CA,FL,IL,MD,MI,
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Investment Clubs, Individual Investors, Non-Profit Organizations, Businesses
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Education |
| Academic Background |
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BA, History with a minor in Psychology -State University of New York, Albany
Graduate work at SUNY in the History Department, focusing on 20th century international relations. |
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Services |
| Investment Types: |
International Investments, Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Insurance, Annuities, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Insurance License (Life & Health; Long Term Care; Specify below)
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| Securities Licenses: |
Series 65, Series 63, Series 7
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| Insurance and Annuity Licenses: |
Variable Annuity, Annuity, Life, Health
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| Financial Organization Memberships: |
Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
100
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Compliance |
| Registered Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
50,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Gary R. Neigeborn |
| Most Recent Update: |
08/19/2008 |
Frequently Asked Questions |
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