| Advisor Profile |
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Business Description |
| We are most concerned with your personal values and goals. We use the Values Based Financial Planning (tm) method and will complete a Financial Roadmap for you, free of charge. Live a great life and let us worry about your money!
Your goals are within reach with Bogart, Cunix & Associates.
In-depth Financial Plans
Wealth Management
Insurance Consultation
Investment Advisory Services
Financial Tuneups
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General Information |
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| Name of Broker/Dealer: |
Great American Advisors, Inc.
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| Years of Experience in Financial Services: |
19
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| Number of Years with Current Firm: |
19
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| I work with the following types of clients: |
Businesses, Investment Clubs, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Graduate of Ohio University (1978) |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Insurance, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Commodities, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Securities Licenses: |
Series 65, Series 6
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| Insurance and Annuity Licenses: |
Health, Variable Annuity, Variable Life, Disability, Life, Accident, Annuity
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| Financial Organization Memberships: |
Financial Planning Association (FPA), Paladin Registry
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| Non-Financial Organization Memberships: |
Beachwood Chamber of Commerce (Chairman of the annual dinner committee)
Board of directors for the Cleveland Hebrew Loan Associati
Pet Pals
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Advisor's Number of Clients: |
80
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| Advisor's Number of Managed Clients: |
80
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| Advisor's Number of Planning Clients: |
45
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| Assets Managed by Advisor: |
$30,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Flat Fee, Hourly, Based on Assets
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| Additional Details on Charges: |
We never restrict your choices!
Option A: Wealth Advisory, Money Management, Financial Planning., etc -Retainer Fee
Option B Manage your Portfolio.... 1% of assets managed
Option C: Financial Tune-up Hourly Fee
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| Prepared By: |
Jeffrey Bogart |
| Most Recent Update: |
09/19/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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What are your qualifications? What is your education background? |
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I am a Registered Investment Advisor |
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What is your approach to financial planning? |
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We use a system called Values Based Financial Planning |
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What services do you offer? |
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Wealth Management, Investment management and advisory services. Comprehensive financial planning. |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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Not every time but we will for significant changes |
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Do you offer any guaranteed results? |
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How much risk should I be willing to take? |
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Boy, is that a loaded question. Each person has there own risk tolerance and it is our job not to exceed that level. We build portfolios with downside protection being paramount |
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Have you ever been charged with any breaches? |
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