| Advisor Profile |
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| Name: |
Bobby Kashani |
| Phone Number: |
(949) 336-2182 |
| Website: |
Visit Website
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| Disclaimer |
| Bobby Kashani is a registered representative and offer securities through LPL Financial, Member FINRA/SIPC. |
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Business Description |
I build successful, long-term client relationships based on trust, open communication, and integrity. My clients regard my decisiveness, quick response and pro-active work ethic in managing their expections on a service and performance level.
The balance of good service and consistent performance has been pinnacle to a successful business model. |
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General Information |
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| Name of Broker/Dealer: |
LPL Financial Services
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| States Licensed in: |
CA,CO,NV,AZ,MD
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| States Willing to do Business in: |
ALL
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| Years of Experience in Financial Services: |
9
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Individual Investors, Businesses
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| Foreign Languages Serviced: |
French, Farsi
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Education |
| Academic Background |
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CFA Candidate Level 1
CFA Society of Los Angeles, USC
BA, Finance - California State University, Fullerton (2003) |
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Services |
| Investment Types: |
Trust Deeds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Options & Futures, Mutual Funds, Commodities, Insurance, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, CA Real Estate Broker
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| Securities Licenses: |
Series 7, Series 6
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity
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| Financial Organization Memberships: |
Paladin Registry
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| Non-Financial Organization Memberships: |
NIPOC
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
50
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| Firm's Number of Planning Clients: |
30
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| Firm's Number of Managed Clients: |
25
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| Assets Managed by Firm: |
$10,000,000
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| Advisor's Number of Clients: |
50
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| Advisor's Number of Managed Clients: |
25
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| Advisor's Number of Planning Clients: |
30
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| Assets Managed by Advisor: |
$10,000,000
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Commissions, Hourly, Based on Assets
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| Fee % Based on Assets: |
1.00-1.50
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| Additional Details on Charges: |
Fee schedule is tiered on assets and negotiable based on complexity of case. Most commonly work on assets under management.Our fees are based on performance based model.
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| Minimum Fee Charged for Managed Accounts: |
$1,000
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| Minimum Fee Charged for Hourly Planning Accounts: |
$1,000
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| Minimum Fee Charged for Flat Fee Accounts: |
$1,000
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| Prepared By: |
Bobby Kashani |
| Most Recent Update: |
09/19/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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We do not charge clients that are in anyway dissatisfied. To date, we have had a 100% client retension rate. We work closely with our clients and stay accountable to their financial interests and success. We are the number #1 choice for discerned clients. |
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What are your qualifications? What is your education background? |
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CFA Candidate Level I, CFA Society of Los Angeles (USC)
Certified Financial Planner
BA in Finance, California State University of Fullerton |
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What is your approach to financial planning? |
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To thoughtfully plan and evaluate our clients needs and opportunities to maximize returns, protect wealth, and transfer wealth in the most tax efficient, low risk manner.
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What services do you offer? |
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Asset Management, Estate & Retirement Planning, Business Planning |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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You'll be working with me and my team of associates. We have a talented team of CPA's, Estate Planning Attorneys, and assistants to cordinate all aspects of planning. We are also open to working with your attorney or tax advisor. We see our client's best interest served when we maintain open communication with all trusted advisors of our clients. |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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We offer discresionary and non-discresionary. |
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Do you offer any guaranteed results? |
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We do have guaranteed products, principal protected investments, and other unique investment strategies. Upon evaluation of your unique situation, we will advise the appropriate vehicles. |
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How much risk should I be willing to take? |
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There is a fine balance between risk and return. We will properly evaluate your risk tolerance and help advise suitable strategies. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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See www.parsefinancial.com |
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What financial institution(s) do you represent? |
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Independent Wealth Management Firm: NONE |
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Do you provide a free initial consultation? |
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Yes. We see this as your opportunity evaluate our firms ability to serve you. We like to deliver and articulate our ability to becoming your trusted advisor. |
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Why should I choose you as my financial advisor? |
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Our team is talented, up to date, quick to respond, ethical and sincere. We are the #1 choice for discerned clients. |
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