Business Description

Securing your dreams takes effort and energy, leaving little time for wealth management. We can take that responsibility off your hands while helping you achieve your goals. With us as your wealth advisors, you will enjoy the confidence that comes from knowing a staff of experienced financial professionals is handling your plan. Leading your team is Trevor Lastoka who has over 16 years in the financial services industry as a licensed Certified Public Accountant and Personal Financial Specialist. Trevor is an Investment Advisor Representative and Trevor provides retirement planning, investment management, tax planning, roth conversion planning and advanced estate planning to his clients. Trevor has lived in Minnesota all his life. Like you, he works hard, believes in strong values, and appreciates the simple rewards of a life centered around family and faith. We provide unique solutions to help people manage financial risk, reduce taxes and optimize their wealth.

General Information

Gender:

Male

CRD#:

4315982

Insurance License#:

20256990

Name of Broker/Dealer:

Berthel Fisher & Company Financial Services, Inc.

Name of Custodial Firm:

National Financial Services(Fidelity), Pershing or First Clearing

States Licensed in:

MN, WI, NE, AR

States Willing to do Business in:

ALL 50 States.

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

BS in Accounting from Minnesota State University in Mankato.
Certified Public Accountant
Personal Financail Specialist

www.providentfinancialgroup.org

Services

Investment Types:

Tax Advantaged Investments, Insurance, Alternative Investments, Options & Futures, Mutual Funds, Commodities, Annuities, Stocks, Bonds, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Public Accountant (CPA), Personal Financial Specialist (PFS)

Securities Licenses:

Series 7, Series 22, Series 66

Insurance and Annuity Licenses:

Variable Life, Disability, Variable Annuity, Long Term Care, Life, Health, Annuity, Accident

Financial Organization Memberships:

American Institute of Certified Public Accountants (AICPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Flat Fee, Based on Assets, Commissions, Hourly

Fee % Based on Assets:

1% to 2%

Hourly Rate:

$250

Additional Details on Charges:

See us at www.providentfinancialgroup.org

Prepared By:

Trevor Lastoka, CPA, PFS