Business Description

We are in the business of advising clients who want to develop and implement an intelligent, effective long-term investment strategy, customized to their personal goals and resources. We expect each advising relationship to endure for many years, and possibly even for generations.

Because our professional perspective is essentially permanent, we work hard to foster and preserve the trust and confidence of our clients. We hold ourselves to high standards of expertise, objectivity and service, and we emphasize regular interactive communication as our best resource for assessing and improving the quality of service we provide.

General Information

Gender:

Male

CRD#:

1449271

Firm CRD#:

1666

Name of Broker/Dealer:

Financial West Group

States Licensed in:

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Education

Academic Background

AA, Business - Wentworth Military Academy
CFP, California Lutheran University

Services

Investment Types:

International Investments, Mutual Funds, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Annuities, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 24, Series 7, Series 63

Insurance and Annuity Licenses:

Variable Life, Disability, Variable Annuity, Long Term Care, Life, Annuity

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Assets Managed by Advisor:

$200,000,000

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets, Commissions

Fee % Based on Assets:

Prepared By:

Geordie Crossan, CFP®

Most Recent Update:

10/20/2008