Business Description
Our mission is to make a long-term difference for our clients by consistently building up both their assets and their overall peace of mind. We believe that strong client relationships are born out of exceptional efforts. Integrity and a commitment to excellence are at the core of our culture. We strive to educate, inspire and partner with clients to make sound financial decisions. Our success is a function of putting our clients? interests first. Puckett Financial Advisors provides comprehensive wealth management services to individuals, families, trusts, corporations and non-profit organizations. When you become a Puckett Advisors client, you?ll benefit from a depth of information, research and advice ? it?s like having your own personal CFO. The entire Puckett Advisors Team is focused on delivering exceptional service to our discerning clients, building trust-based relationships that stand the test of time.
General Information Gender:    Male CRD#:    2447457 Firm CRD#:    131482 Name of Custodial Firm:    TD Ameritrade and Fidelity States Licensed in:    OK, TX , AZ, FL, States Willing to do Business in:    All Years of Experience in Financial Services:    16 Number of Years with Current Firm:    16 I work with the following types of clients:    Businesses, Individual Investors, Non-Profit Organizations
Education Academic Background   BBA Accounting - University of Oklahoma Juris Doctorate - University of Oklahoma School of Law
Services Investment Types:    Exchange Traded Funds (ETFs), Mutual Funds, Stocks, Bonds
Qualifications & Memberships Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Public Accountant (CPA), Personal Financial Specialist (PFS), JD Securities Licenses:    Series 63, Series 6, Series 7, Series 66 Financial Organization Memberships:    Financial Planning Association (FPA), American Institute of Certified Public Accountants (AICPA), Paladin Registry
Firm Information Number of Advisors in Office:    Up to 10 employees I work with clients as part of a team:    Yes Firm's Number of Clients:    120 Firm's Number of Planning Clients:    100 Firm's Number of Managed Clients:    120 Assets Managed by Firm:    $110,000,000
Compliance Registered Investment Advisor:    Yes Investment Advisor Representative:    Yes I am an acknowledged fiduciary:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-only financial professional:    Yes Minimum Portfolio Size for New Managed Accounts:    $400,000 Compensation Methods:    Based on Assets, Flat Fee Additional Details on Charges:    $400,000 - $1,000,000 .99% $1,000,001 - $3,000,000 .89% $3,000,001 - $5,000,000 .79% $5,000,001 - $10,000,000 .69% Over $10,000,000 .39%
Prepared By:	Brian Puckett, CPA, CFP®

Frequently Asked Questions

Q.	Do you have a customer satisfaction or refund policy?

Q.	What are your qualifications? What is your education background?

Q.	How many clients do you currently manage?

Q.	Will you be the only person working with me?

Q.	How are you compensated? How will I pay for your services?

Q.	How much risk should I be willing to take?

Q.	Have you ever been charged with any breaches?

Q.	What is your experience? How many clients do you currently manage?

Q.	How do you charge for your services?

Q.	Do you provide a free initial consultation?

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Q.	Do you have a customer satisfaction or refund policy?
We do. If the client terminates the relationship within 180 days, he/she receives a full refund of all management fees paid to us.

Q.	What are your qualifications? What is your education background?
The entire team (which has over 40 years of combined experience) works with every client. Our qualifications and background can be seen at our website - www.puckettadvisors.com.

Q.	How many clients do you currently manage?
Approximately 120.

Q.	Will you be the only person working with me?
Each client works with the entire team.

Q.	How are you compensated? How will I pay for your services?
We are a fee only firm. Our clients pay us a fully disclosed fee based on the amount of assets we manage. We do not accept any type of payment from any third party.

Q.	How much risk should I be willing to take?
Every client is different. We focus on the client's goals and needs, then create a portfolio that can meet their goals with the lowest amount of risk possible.

Q.	Have you ever been charged with any breaches?
We have not.

Q.	What is your experience? How many clients do you currently manage?
The entire team (which has over 40 years of combined experience) works with every client. Our qualifications and background can be seen at our website - www.puckettadvisors.com. We currently manage over $100 million for approximately 110 clients.

Q.	How do you charge for your services?
We are a fee only firm. Our clients pay us a fully disclosed fee based on the amount of assets we manage. We do not accept any type of payment from any third party.

Q.	Do you provide a free initial consultation?
We do. Simply contact our office to set an appointment.