| Advisor Profile |
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| Name: |
Tony Taddeo |
| Phone Number: |
(914) 610-3748 |
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Business Description |
My role is to help clients achieve their goals and make those changes in their financial lives that will result in greater financial security, piece of mind and personal freedom.
My philosophy is to take an advice and relationship driven approach with clients to provide independent, ethical and trustworthy advice.
You engage financial professionals for their knowledge and expertise so you can achieve your financial goals. We have the education, certifications, credentials and experience you look for in an advisor.
Financial Planning Associates, Inc. is an established, diversified financial services company providing fee-based comprehensive financial planning, which includes, but is not limited to:
investment planning
income tax planning
retirement planning
risk management
college funding
cash flow planning
estate planning |
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General Information |
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| States Licensed in: |
NY, CT, NJ
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
2
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| Work Experience: |
You engage financial professionals for their knowledge and expertise so you can achieve your financial goals. We have the education, certifications, credentials and experience you look for in an advisor. We serve a diverse clientele. Many of our clients are self-employed; many are professionals and executives from a variety of industries, with a concentration among medical professionals, corporate executives, and business owners.
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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| BA - Fordham University (1996) |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Bonds, Stocks, Mutual Funds, Alternative Investments
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Insurance License (Life & Health; Long Term Care; Specify below)
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| Insurance and Annuity Licenses: |
Health, Accident, Life, Long Term Care
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
100+
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| Firm's Number of Planning Clients: |
100+
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| Assets Managed by Firm: |
10,000,000+
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-only financial professional: |
Yes
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| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Flat Fee, Hourly, Based on Assets
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| Fee % Based on Assets: |
0.25% - 1%
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| Additional Details on Charges: |
Our Investment Advisory fees are scaled and are as follows:
On the first $499,999 1%
On the next $500,000 - $999,999 0.85%
On the next $1,000,000 - $2,999,999 0.75%
On the next $3,000,000 - $4,999,999 0.50%
On the next $5,000,000 - $9,999,999 0.25%
On the next $10,000,000 and up Negotiated
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| Prepared By: |
Tony Taddeo |
| Most Recent Update: |
08/07/2008 |
Frequently Asked Questions |
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