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Business Description |
| Genevieve's passion for her work is evident in the extra mile she always puts in for every client. Her vast knowledge and ongoing research keeps clients' portfolios updated and actively managed. As an independent advisor, she is free to create a portfolio suitable for your needs without being biased. Her business has grown tremendously from long standing loyal clients who appreciate her integrity and refers friends to her. She is living her dream by helping you achieve your wildest dreams.
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General Information |
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| Name of Broker/Dealer: |
Brewer Financial Services
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| Name of Custodial Firm: |
Fidelity
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| States Licensed in: |
IL, WI, MN, MI, NV, AZ, OR, WA, NY, CA, IN
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| Years of Experience in Financial Services: |
13
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Individual Investors, Businesses
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| Foreign Languages Serviced: |
Chinese (Mandarin & Fukienese), Tagalog
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Education |
| Academic Background |
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Degree in Biochemistry - University of British Columbia
MBA, Finance with a minor in Management Science |
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Services |
| Investment Types: |
Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Insurance License (Life & Health; Long Term Care; Specify below)
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| Securities Licenses: |
Series 66, Series 7, Series 63, Series 65
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| Insurance and Annuity Licenses: |
Disability, Life, Casualty, Annuity, Variable Annuity, Variable Life, Long Term Care, Health
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| Financial Organization Memberships: |
Paladin Registry
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
225
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| Firm's Number of Planning Clients: |
120
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| Firm's Number of Managed Clients: |
120
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| Assets Managed by Firm: |
$80,000,000
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| Advisor's Number of Clients: |
225
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| Advisor's Number of Managed Clients: |
120
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| Advisor's Number of Planning Clients: |
120
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| Assets Managed by Advisor: |
$80,000,000
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Hourly, Flat Fee, Commissions, Based on Assets
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| Additional Details on Charges: |
For consultation only - no portfolio management, $225/hour
Assets under management:
$100,000-300,000 1.25%
$300,001-1,000,000 1.00%
Over $1,000,000 0.9%
Assets under $50,000 are commission based on transactions.
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| Minimum Fee Charged for Hourly Planning Accounts: |
$750
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| Minimum Fee Charged for Flat Fee Accounts: |
$750
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| Prepared By: |
Genevieve Mar |
Frequently Asked Questions |
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