Business Description

Genevieve's passion for her work is evident in the extra mile she always puts in for every client. Her vast knowledge and ongoing research keeps clients' portfolios updated and actively managed. As an independent advisor, she is free to create a portfolio suitable for your needs without being biased. Her business has grown tremendously from long standing loyal clients who appreciate her integrity and refers friends to her. She is living her dream by helping you achieve your wildest dreams.

General Information

Gender:

Female

CRD#:

2744037

Name of Broker/Dealer:

Woodbury Financial

States Licensed in:

IL, WI, MN, MI, NV, AZ, FL, GA, OR, WA, NY, CA, IN

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors, Businesses

Foreign Languages Serviced:

Chinese (Mandarin & Fukienese), Tagalog

Education

Academic Background

Degree in Biochemistry - University of British Columbia

MBA, Finance with a minor in Management Science

Services

Investment Types:

Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Annuities, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Insurance License (Life & Health; Long Term Care; Specify below)

Securities Licenses:

Series 66, Series 7, Series 63, Series 65

Insurance and Annuity Licenses:

Disability, Life, Casualty, Annuity, Variable Annuity, Variable Life, Long Term Care, Health

Financial Organization Memberships:

Paladin Registry

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

225

Firm's Number of Planning Clients:

120

Firm's Number of Managed Clients:

120

Assets Managed by Firm:

$80,000,000

Advisor's Number of Clients:

225

Advisor's Number of Managed Clients:

120

Advisor's Number of Planning Clients:

120

Assets Managed by Advisor:

$80,000,000

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$100,000

Compensation Methods:

Hourly, Flat Fee, Commissions, Based on Assets

Hourly Rate:

225

Flat Fee Rate:

$750.00

Additional Details on Charges:

For consultation only - no portfolio management, $225/hour
Assets under management:
$100,000-300,000 1.25%
$300,001-1,000,000 1.00%
Over $1,000,000 0.9%
Assets under $50,000 are commission based on transactions.

Minimum Fee Charged for Hourly Planning Accounts:

$750

Minimum Fee Charged for Flat Fee Accounts:

$750

Prepared By:

Genevieve Mar

Most Recent Update:

06/25/2008