Business Description

Our mission is to provide the highest quality services, products and knowledge to our clients in helping them to attain their financial goals. To that end, we will never jeopardize the interests of our clients before our own. Simply put, the client comes first and foremost without exception.

General Information

Gender:

Male

CRD#:

1315363

Years of Experience in Financial Services:

Education

Academic Background

MS, Financial Services - The College for Financial Planning (1993)

MBA, Finance - The University of Kansas (1978)

BS, Chemistry

Services

Investment Types:

Stocks Mutual Funds, Bond Mutual Funds, Bonds, Stocks, Annuities, International Investments, Options, Real Estate, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Series 6, Series 7, Insurance License (Life & Health; Long Term Care; Specify below), Series 63

Firm Information

Number of Advisors in Office:

Up to 10 employees

Assets Managed by Firm:

Yes

Compensation & Fees

Fee % Based on Assets:

1.5

Additional Details on Charges:

Annual Fee is based upon the amount of assets under management as follows:

$50,000-$500,00 is 1.50ï$500,000-$1,000,000 is 1.25ï$1,000,000 plus is 1.00ï

Prepared By:

Buddy Butler

Most Recent Update:

07/15/2008