Business Description

My professional goal, as a CFP(R), is to personally and comprehensively guide my clients as they transition through the accumulation, retirement, and distribution phases of wealth management. I am dedicated to implementing the most innovative and objective wealth management tools available without any corporate influence. My success is measured by my clients' ability to achieve their goals and to prosper from my advice now and in the future for subsequent generations.

General Information

Gender:

Male

CRD#:

4213246

Name of Broker/Dealer:

First Heartland Capital

States Licensed in:

CO, FL, IN, MI, OH, PA, TX

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Business Owners, Individual Investors

Education

Academic Background

BS, Engineering - Michigan State University
MBA - University of Michigan

Services

Investment Types:

Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Bonds, Stocks

Qualifications & Memberships

Certifications, Accreditations & Designations:

CERTIFIED FINANCIAL PLANNER™ Certificant

Securities Licenses:

Series 63, Series 7

Insurance and Annuity Licenses:

Health, Annuity, Variable Annuity, Long Term Care, Variable Life, Disability Income, Life

Financial Organization Memberships:

President of the Detroit SFSP, Society of Financial Services Professionals, Million Dollar Roundtable

Firm Information

Number of Advisors in Office:

10 - 99 employees

Compliance

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$500,000

Compensation Methods:

Based on Assets, Flat Fee, Commissions

Fee % Based on Assets:

Prepared By:

Eric Seger, CFP®