Business Description

At BBJS, we provide Independent Financial Planning and Wealth Management services. We offer a vast array of financial services to include retirement planning, estate planning, tax planning, insurance planning and education planning. Our independence allows us to put our client's needs first. Our thorough process of getting to know our clients allows us to understand those unique needs. The combination of being able to offer the best solutions through uncompromising levels of service is what makes BBJS unique.

General Information

Gender:

Male

CRD#:

4772169

States Licensed in:

WA, CA, NC

States Willing to do Business in:

Any State

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Individual Investors

Education

Academic Background

BS, Business Administration - University of Arizona (1995)

Services

Investment Types:

Real Estate, Options & Futures, Bonds, Stocks, Exchange Traded Funds (ETFs), Mortgages & Real Estate, Alternative Investments, Mutual Funds, Commodities, Annuities, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Financial Planner, CERTIFIED FINANCIAL PLANNER (CFP®)

Securities Licenses:

Series 6, Series 63, Series 65

Insurance and Annuity Licenses:

Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life, Annuity, Casualty, Property

Financial Organization Memberships:

Financial Planning Association (FPA)

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Firm's Number of Clients:

Assets Managed by Firm:

$52,000,000

Compliance

Registered Investment Advisor:

Yes

Investment Advisor Representative:

Yes

I am an acknowledged fiduciary:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-only financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$500,000

Compensation Methods:

Hourly, Based on Assets

Fee % Based on Assets:

Hourly Rate:

$120

Additional Details on Charges:

Most of our clients work with us for a percentage of assets under management, but we do provide hourly work for $120 if a client is unable to meet the minimum asset requirement or if they have specialized planning needs.

Minimum Fee Charged for Hourly Planning Accounts:

$1,000

Prepared By:

David Lamp CFP®

Most Recent Update:

08/26/2008