| Advisor Profile |
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| Disclaimer |
| The financial professionals of LPL offer securities through Linsco Private Ledger, which is a member of FINRA/SIPC. |
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Business Description |
As independent financial advisors, we create unbiased customized investment strategies to help build, protect and transfer our clients' wealth. We are committed to helping individuals, families and foundations meet and exceed their financial goals.
Wealth Management Philosophy:
Our comprehensive wealth management approach is customized to meet your unique needs and objectives. We follow a five-step process designed to determine the optimal approach to managing your assets:
Discovery, Education, Recommendations, Implementation and Active Management.
Our team and I have over $50 million under management. We specialize in working with:
- Affluent Households Investment Accounts
- Trust Accounts
- Business Retirement Accounts
- Foundations |
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General Information |
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| Name of Broker/Dealer: |
LPL Financial Corporation
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| States Licensed in: |
AZ, FL, MA, MI, NV, OH, TX
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| Years of Experience in Financial Services: |
10
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| Number of Years with Current Firm: |
4
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| I work with the following types of clients: |
Individual Investors
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Education |
| Academic Background |
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BBA, Finance - University of Toledo
MBA - University of North Florida |
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Services |
| Investment Types: |
Real Estate, Alternative Investments, Annuities, Stocks, Bonds
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant
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| Securities Licenses: |
Series 66, Series 7, Series 63
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| Insurance and Annuity Licenses: |
Variable Life, Disability, Variable Annuity, Long Term Care, Life, Health, Annuity
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Flat Fee, Hourly, Commissions, Based on Assets
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| Fee % Based on Assets: |
1%
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| Prepared By: |
John Dondero |
| Most Recent Update: |
07/24/2008 |
Frequently Asked Questions |
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