| Advisor Profile |
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Business Description |
| I provide a patient, disciplined approach for you to accumulate, preserve and transfer wealth. My focus is to align your personal goals with your financial resources so that you have peace of mind and enjoy life to its fullest. Together, we build a strong lifetime relationship based on integrity, trust and confidence. |
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General Information |
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| States Licensed in: |
Illinois
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| Years of Experience in Financial Services: |
4
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| Number of Years with Current Firm: |
4
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| I work with the following types of clients: |
Businesses, Individual Investors
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Services |
| Investment Types: |
Mutual Funds, Insurance, Stocks, Bonds, Exchange Traded Funds (ETFs)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Certified Public Accountant (CPA)
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| Securities Licenses: |
Series 65
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| Insurance and Annuity Licenses: |
Disability, Life, Health, Accident, Casualty, Property, Long Term Care
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| Financial Organization Memberships: |
National Association of Personal Financial Advisors (NAPFA), National Association of Estate Planners & Councils (NAEPC), American Institute of Certified Public Accountants (AICPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Investment Advisor: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Fee Structure: |
I am a fee-only financial professional
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| Minimum Portfolio Size for New Managed Accounts: |
see below
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| Compensation Methods: |
Hourly, Flat Fee, Based on Assets
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| Prepared By: |
Scott Baril |
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