| Advisor Profile |
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| Name: |
Sterling J. Crockett, CRPC® |
| Phone Number: |
(801) 758-0875 |
| Website: |
Visit Website
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Business Description |
Crockett Financial Services is dedicated to helping families and individuals reach their financial goals. Our primary objective is quality—quality service aimed at building the net worth of our clients and meeting their investment objectives, including comprehensive financial, retirement, and estate planning; mutual-fund consulting service, and fee-based portfolio-management services.
Securities offered through Sammons Securities Company, member FINRA/SIPC. Fee-based investment advisory services offered through Sigma Planning Corporation, a registered investment advisor. |
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General Information |
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| Name of Broker/Dealer: |
Sammons Securities
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| Name of Custodial Firm: |
First Clearing Corp.
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| States Licensed in: |
UT, CA, NH, MD, CT
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| Years of Experience in Financial Services: |
4
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| Number of Years with Current Firm: |
2
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| I work with the following types of clients: |
Individual Investors, Businesses
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| Foreign Languages Serviced: |
Portuguese
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Education |
| Academic Background |
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| BS, Finance -University of Utah |
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Services |
| Investment Types: |
Real Estate, Bonds, Stocks, Annuities, Insurance, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®)
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| Securities Licenses: |
Series 66, Series 7
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| Insurance and Annuity Licenses: |
Annuity, Variable Life, Variable Annuity, Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee
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| Fee % Based on Assets: |
1.5%
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| Prepared By: |
Sterling J. Crockett, CRPC® |
| Most Recent Update: |
12/01/2008 |
Frequently Asked Questions |
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| Q. |
What are your qualifications? What is your education background? |
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Bachelor of Science, Finance - University of Utah;
Chartered Retirement Planning Counselor (CRPC®) - College for Financial Planning |
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What is your approach to financial planning? |
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Financial planning is not a one time event, it’s a process. We know that helping our clients with their financial needs means keeping abreast of the changes in their lives—coordinating their financial planning from education savings and IRA investments to retirement and estate planning. We believe in developing a personal financial plan with the flexibility to accommodate changes as they occur. |
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What services do you offer? |
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Comprehensive financial planning, Retirement planning, Estate Planning Investment planning & advice, and Tax planning. |
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How much risk should I be willing to take? |
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In the financial world, every time you turn on the TV or open a magazine, some expert offers another opinion about the stock market. There’s too much conflicting advice. Too much conjecture and information. What you really need is guidance. This is what you get when you work with our firm. No matter what the market is doing, we help you invest wisely at a risk level you feel comfortable with. |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Comprehensive financial planning, Retirement planning, Estate Planning Investment planning & advice, and Tax planning. |
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Do you provide a free initial consultation? |
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Absolutely. Financial planning is a money business—a face-to-face business where a level of trust needs to be established between the client and financial planner. Only when trust has been established and an agreement reached to work together do we charge for our services. |
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Why should I choose you as my financial advisor? |
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We promise to always disclose any conflicts of interest, explain all charges and fees, make sure that your interests drive the decisions and recommendations being made, make sure that you understand and get adequate information to make smart decisions investigate the products we recommend, provide you with the services you pay for, keep your personal information confidential and secure. |
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What are your qualifications? |
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Bachelor of Science, Finance - University of Utah;
Chartered Retirement Planning Counselor (CRPC®) - College for Financial Planning |
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How many years of experience do you have? |
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Why should I roll over my 401K plan to your firm? |
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We promise to always disclose any conflicts of interest, explain all charges and fees, make sure that your interests drive the decisions and recommendations being made, make sure that you understand and get adequate information to make smart decisions investigate the products we recommend, provide you with the services you pay for, keep your personal information confidential and secure. |
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Do you provide a free initial consultation? |
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Absolutely. Financial planning is a money business—a face-to-face business where a level of trust needs to be established between the client and financial planner. Only when trust has been established and an agreement reached to work together do we charge for our services. |
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