| Advisor Profile |
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Business Description |
Fiscal Associates, Inc. is a comprehensive financial services firm committed to helping you improve your chances of long-term financial success. Our customized approach is designed to help potentially grow, protect, and conserve your wealth by delivering an unprecedented level of personalized service and experience through a fee-based financial services model.
Securities and advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC. The LPL Fiancial Registered Representatives associated with this listing may only discuss and/or transact securities business with residents of the following states: MI, IL, CA, FL and IN. |
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General Information |
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| Name of Broker/Dealer: |
LPL Financial
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| States Licensed in: |
MI, IL, TX, CA, FL
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| Years of Experience in Financial Services: |
7
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| Number of Years with Current Firm: |
7
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| Work Experience: |
Derrick has fourteen years of business experience including seven years of international business experience in the automotive industry and seven years of education and experience within the financial service industry.
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| I work with the following types of clients: |
Businesses, Non-Profit Organizations, Individual Investors
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Education |
| Academic Background |
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| Bachelor of Business Administration, Finance - Eastern Michigan University |
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Services |
| Investment Types: |
Insurance, Bonds, Stocks, Annuities, Commodities, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Chartered Retirement Planning Counselor (CRPC®), Accredited Asset Management Specialist (AAMS®), Chartered Mutual Fund Counselor (CMFC®)
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| Securities Licenses: |
Series 63, Series 6, Series 7, Series 65, Series 66
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Variable Annuity, Annuity, Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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Compliance |
| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$50,000
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| Compensation Methods: |
Based on Assets
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| Prepared By: |
Derrick Glencer |
Frequently Asked Questions |
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