Business Description

Fiscal Associates, Inc. is a comprehensive financial services firm committed to helping you improve your chances of long-term financial success. Our customized approach is designed to help potentially grow, protect, and conserve your wealth by delivering an unprecedented level of personalized service and experience through a fee-based financial services model.

Securities and advisory services offered through LPL Financial, a Registered Investment Advisor. Member FINRA/SIPC. The LPL Fiancial Registered Representatives associated with this listing may only discuss and/or transact securities business with residents of the following states: MI, IL, CA, FL and IN.

General Information

Gender:

Male

CRD#:

4538204

Name of Broker/Dealer:

LPL Financial

States Licensed in:

MI, IL, TX, CA, FL

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

Derrick provides independent investment advisory services and concepts to individuals, families, and companies using the process of discovery, education, planning, implementation and active management.

Derrick has fifteen years of business experience including seven years of international business experience in the automotive industry and eight years of education and experience within the financial service industry. His credentials include education and degrees from Eastern Michigan University, Bachelors in Business Administration: Major Finance, College of Financial Planning: Chartered Retirement Planning Counselor, Accredited Asset Management Specialist, Chartered Mutual Fund Counselor, and is securities registered through LPL Financial and licensed for Life and Health Insurance.

Securities and Advisory Services offered through LPL Financial, a Registered Investment Advisor, Member SIPC (www.sipc.org)

"The LPL Financial registered representative associated with this page may only discuss and/or transact business with residents of the following states: CA, TX, FL, IN, IL, NY, or MI"

I work with the following types of clients:

Non-Profit Organizations, Businesses, Individual Investors

Education

Academic Background

Bachelor of Business Administration, Finance - Eastern Michigan University

Services

Investment Types:

Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Annuities, Insurance, Commodities, Mutual Funds, Socially Responsible Investments (SRI)

Qualifications & Memberships

Certifications, Accreditations & Designations:

Chartered Mutual Fund Counselor (CMFC®), Chartered Retirement Planning Counselor (CRPC®), Accredited Asset Management Specialist (AAMS®)

Securities Licenses:

Series 65, Series 6, Series 7, Series 63, Series 66

Insurance and Annuity Licenses:

Variable Annuity, Long Term Care, Variable Life, Annuity, Health, Life

Non-Financial Organization Memberships:

Kiwanis International
Detroit #1 Kiwanis

Firm Information

Number of Advisors in Office:

Up to 10 employees

I work with clients as part of a team:

Yes

Advisor's Number of Managed Clients:

Compliance

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a fee-based financial professional

Minimum Portfolio Size for New Managed Accounts:

$250,000

Compensation Methods:

Based on Assets

Prepared By:

Derrick Glencer