Business Description

Are you tired of high pressure sales tactics and "advice" from unethical salespeople and commissioned brokers? Are you looking for unbiased, objective financial and investment advice from an acknowleged fiduciary who will act in your best interests? Do you want investment strategies with a proven track record of success? Then we invite you to call today and explore how we can help care for your hard earned life savings.

General Information

Gender:

Male

Firm CRD#:

113699

States Licensed in:

Investment Advisory services provided nationally.
Insurance brokerage offered in Colorado.

Years of Experience in Financial Services:

Work Experience:

Over 15 years protecting Main Street investors from the self-serving rhetoric and conflicts of interest of Wall Street.

Education

Academic Background

Regis University - BS Business Administration

American College - Certified Financial Planner curriculum

Center for Fiduciary Studies - Accredited Investment Fiduciary curriculum

Institute for Business and Finance - Certified Fund Specialist curriculum

Services

Investment Types:

Multi-manager model portfolios, Mutual Funds, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

Registered Investment Advisor (RIA) (State or SEC) or RIA representative, Certified Financial Planner

Securities Licenses:

Life & Health, Series 65

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

50,000

Compensation Methods:

Hourly, Based on Assets, Commissions, Flat Fee

Minimum Fee Charged for Managed Accounts:

1,000

Prepared By:

Victor Guettlein

Most Recent Update:

11/04/2008