Business Description

Discover a comprehensive wealth management partnership located in the north county of San Diego, CA that brings a world of unbiased, independent investment knowledge to affluent families throughout the United States.

At Chapman, Roper and Breslin, LLC we address everything we do by considering how we would want to be treated by the very best of professional advisors. We manage each portfolio with the care and prudence we use in managing our own family and personal investments.

General Information

CRD#:

131780

Firm CRD#:

131780

States Licensed in:

CA and a dozen or so more.

Years of Experience in Financial Services:

Work Experience:

Please see our website www.CRBWealth.com

Education

Academic Background

Bachelors degree. Firm has a CFP in house and another sitting for Certified Financial Planner board exam in July 08.

Services

Investment Types:

Variable Insurance Products, Bonds, Stocks, Annuities, Mutual Funds, Options & Futures, Alternative Investments

Qualifications & Memberships

Certifications, Accreditations & Designations:

Certified Financial Planner, Registered Investment Advisor (RIA) (State or SEC) or RIA representative

Securities Licenses:

Life & Health, Series 63, Series 7

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

$250k

Compensation Methods:

Commissions, Based on Assets

Fee % Based on Assets:

1-2%

Additional Details on Charges:

Fee-based percentage rate is tiered depending on size of portfolio to manage. The larger the portfolio, the smaller the fee.

Minimum Fee Charged for Managed Accounts:

Prepared By:

Robert Chapman

Most Recent Update:

04/16/2008