Business Description

Over the past 16 I have worked with many clients in the areas of 401K Rollovers, Traditional IRA's, Roth IRA's, College Planning, Estate Planning, Long Term Care needs and Retirement Income. Call for a no cost or obligation meeting.

General Information

Gender:

Male

CRD#:

2716788

Name of Broker/Dealer:

Lincoln Financial Securities

Name of Custodial Firm:

Lincoln Financial Group

States Licensed in:

VA,NC,MD,IL

States Willing to do Business in:

All

Years of Experience in Financial Services:

Number of Years with Current Firm:

Work Experience:

I have worked with Indviduals and business in the Tidewater area helping them determine there investment risk tolerence and retirement income strategies.

I work with the following types of clients:

Businesses, Individual Investors, Non-Profit Organizations

Services

Investment Types:

Annuities, Insurance, Mutual Funds, Exchange Traded Funds (ETFs), Mortgages & Real Estate

Qualifications & Memberships

Securities Licenses:

Series 63, Series 6, Series 65

Insurance and Annuity Licenses:

Long Term Care, Disability, Variable Life, Annuity, Health, Variable Annuity, Life, HMO

Financial Organization Memberships:

Million Dollar Roundtable

Firm Information

Number of Advisors in Office:

Up to 10 employees

Compliance

Registered Investment Advisor:

Yes

Registered Representative:

Yes

Investment Advisor Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

Fee Structure:

I am a commission only financial professional

Minimum Portfolio Size for New Managed Accounts:

25000

Compensation Methods:

Based on Assets, Commissions

Fee % Based on Assets:

Prepared By:

Rusty Woods