| Advisor Profile |
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| Name: |
Roger Blythe |
| Phone Number: |
(503) 343-4972 |
| Website: |
Visit Website
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| Disclaimer |
| Securities and advisory services offered through SII Investments, Inc. (SII), member FINRA, SIPC and a Registered Investment Advisor. SII and The Guidance Group are separate and unrelated companies. SII does not provide tax or legal advice. |
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Business Description |
| The Guidance Group provides personalized asset management for individuals and educational services to businesses. Our services to individuals include planning for and managing retirement assets, wealth enhancement advisory services, estate planning, college savings plans and appropriate life insurance services. For our business clients, we specialize in providing high quality comprehensive retirement planning education. |
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General Information |
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| Name of Broker/Dealer: |
SII Investments, Inc.
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| States Licensed in: |
OR, WA, CA, NV, IL
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| States Willing to do Business in: |
Willing to business in all States.
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| Years of Experience in Financial Services: |
25
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| Number of Years with Current Firm: |
5
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| I work with the following types of clients: |
Individual Investors, Non-Profit Organizations, Businesses
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Education |
| Academic Background |
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Bachelor of Science degree
Executive Certificate in Financial Planning |
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Services |
| Investment Types: |
Insurance, Bonds, Annuities, Mutual Funds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Gerontologist (RFG), Certified Senior Advisor (CSA)®, Life Underwriter Training Council Fellow (LUTCF)
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| Securities Licenses: |
Series 7, Series 65
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Health, Life, Annuity
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| Financial Organization Memberships: |
Financial Services Institute
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Firm's Number of Clients: |
1000
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| Firm's Number of Planning Clients: |
500
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| Firm's Number of Managed Clients: |
200
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| Assets Managed by Firm: |
$100,000,000
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| Advisor's Number of Clients: |
200
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| Advisor's Number of Managed Clients: |
50
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| Advisor's Number of Planning Clients: |
150
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| Assets Managed by Advisor: |
$30,000,000
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Compliance |
| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$100,000
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| Compensation Methods: |
Hourly, Commissions, Based on Assets
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| Fee % Based on Assets: |
1%
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| Minimum Fee Charged for Managed Accounts: |
$1,000
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| Minimum Fee Charged for Hourly Planning Accounts: |
$100
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| Prepared By: |
Roger Blythe |
| Most Recent Update: |
07/14/2008 |
Frequently Asked Questions |
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