| Advisor Profile |
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| Name: |
Robert Field |
| Phone Number: |
(847) 613-4210 |
| Website: |
Visit Website
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Business Description |
Are you the type of person who is tired of yesterday's financial solutions? Are you seeking guaranteed returns far superior to CD's. Do you want more innovative ideas that address what you really believe about wealth and how you really live? If so, ACCI Financial Services is a company built with you in mind.
ACCI is a financial management company with a new vision for today - to help you experience wealth as only you can define it, in every dimension of your life. While our company's focus is financial, we realize that in the final analysis... life is about much more than just money. We want to help you achieve the wealth that's truly important to you.
We can provide you with the means by which you will make certain that your finances serve to build real wealth in the full scope of your life - health, wellbeing, family, friends, meaning and purpose.
Sure, money is important, but it's not the only, or even the most important thing that defines our wealth. Our health, our family - that's what gives us a rich life.
I work successfully with people just like you every day, customizing workable retirement income solutions that may help you sleep at night, knowing that your nest egg is safe and protected.
Please contact me to help secure your current and or future retirement needs. |
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General Information |
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| Name of Broker/Dealer: |
Waterstone Financial Group
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| States Licensed in: |
IL, AZ, FL, GA, IN, MN, NM, TX, VA, WI
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| Years of Experience in Financial Services: |
32
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| Number of Years with Current Firm: |
32
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| Work Experience: |
5 yrs with a national/international CPA firm
32 yrs self employed investment advisor and financial planner
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| I work with the following types of clients: |
Individual Investors, Businesses
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| Foreign Languages Serviced: |
English
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Education |
| Academic Background |
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| Indiana University 1971 BS Accounting |
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| Investment Types: |
Alternative Investments, Mutual Funds, Annuities, Stocks
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Certified Public Accountant (CPA), CERTIFIED FINANCIAL PLANNER (CFP®), Registered Financial Consultant (RFC):
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| Securities Licenses: |
Life & Health, Series 63, Series 6, Series 22, Series 65
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Disability, Variable Annuity, Life, Health, Annuity
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| Financial Organization Memberships: |
Financial Planning Association (FPA), American Institute of Certified Public Accountants (AICPA), IL CPA Society
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| I work with clients as part of a team: |
Yes
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| Firm's Number of Clients: |
2000
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| Firm's Number of Managed Clients: |
2000
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| Assets Managed by Firm: |
150 Mil
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| Advisor's Number of Clients: |
150
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| Advisor's Number of Managed Clients: |
150
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| Assets Managed by Advisor: |
25 Mil
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Compliance |
| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$25K Above
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| Compensation Methods: |
Commissions, Based on Assets
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| Fee % Based on Assets: |
1 to 2 %
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| Additional Details on Charges: |
Fees and/or commissions on a variety of investment and insurance products
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| Minimum Fee Charged for Managed Accounts: |
1%
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| Prepared By: |
Robert Field |
| Most Recent Update: |
08/20/2008 |
Frequently Asked Questions |
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Do you have a customer satisfaction or refund policy? |
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Yes. I will discuss that in person |
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What are your qualifications? What is your education background? |
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1971 BS in Accounting at Indiana University
1972 CPA Certified Public Accountant
1984 CFP Certified Financial Planner
1985 RFC Registered Financial Consultant |
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What is your approach to financial planning? |
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Listen, Listen and Listen. It's the only way to do proper financial planning with any client |
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What services do you offer? |
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Money Management services
Strategic Asset Allocation
Retirement and Estate Planning
Insurance planning |
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How many clients do you currently manage? |
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Will you be the only person working with me? |
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How are you compensated? How will I pay for your services? |
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Fees as a % of assets under management and/or
commissions on a variety of investment and insurance products |
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If you are going to manage my account, will you obtain my permission every time you buy or sell something? |
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No, not if you agree to a professional money management program |
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Do you offer any guaranteed results? |
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I do have several programs that provide substantial guaranteed returns |
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How much risk should I be willing to take? |
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That depends on your risk tolerance level |
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Have you ever been charged with any breaches? |
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What services do you provide? What are your specialties? |
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Money Management services
Strategic Asset Allocation
Retirement and Estate Planning
Insurance planning |
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What is your experience? How many clients do you currently manage? |
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I have been an investment advisor for over 30 years and work with about
150 Clients |
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What financial institution(s) do you represent? |
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Waterstone Financial Group (Broker/Dealer)
Heritage Capital Management Company
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How do you charge for your services? |
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% of assets under management and/or commissions on a variety of investment and insurance products |
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Do you provide a free initial consultation? |
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Why should I choose you as my financial advisor? |
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I would like to make a profound difference in your life, by successfully implementing a financial program that will achieve your goals and objectives and let you sleep at night knowing that your nest egg is safe and protected |
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