|
|
|
|
|
Business Description |
| Integrity Financial Management is an independent financial planning firm and a member of the Christian Financial Professionals Network.
OUR MOTTO:
Trust, Integrity and Service!
If you are not satisfied with your financial progress in life, read on, we can help.
What we can DO FOR YOU:
We provide a personalized quality of investment and financial advisory services that goes well beyond what most banks, investment firms and retail brokerage houses can offer. We consider your total financial picture and your life circumstances, to provide you with an integrated financial program. You have the freedom to choose a fee-based or commission-based arrangement. Our first consultation is ABSOLUTELY COMPLIMENTARY and we will analyze your current portfolio at NO COST to you- the best investment that you'll ever make!!
Securities offered through Crown Capital Securities, LP, FINR/SIPC Branch Office: 14 S. Pack, Asheville, NC 28801
|
|
| |
|
|
General Information |
|
|
|
|
|
|
|
|
| Name of Broker/Dealer: |
Crown Capital Securities
|
|
| Name of Custodial Firm: |
Pershing, LLC
|
|
| States Licensed in: |
Illinois, Wisconsin, Iowa, Indiana, Ohio
|
|
| Years of Experience in Financial Services: |
16
|
|
| Number of Years with Current Firm: |
7
|
|
| Work Experience: |
I have been in the financial services industry for over 15years and have owned my own financial services firm - Integrity Financial Management for the past 7 years
|
|
| I work with the following types of clients: |
Businesses, Individual Investors
|
|
| |
|
Education |
| Academic Background |
| |
BA in Economics, University of Illinois.
MBA in Finance, DePaul University Chicago, IL.
Registered Financial Planner.
Member - Christian Financial Planners Network. |
|
| |
|
Services |
| Investment Types: |
Oil and Gas Investments, Stocks, Alternative Investments, Exchange Traded Funds (ETFs), Bonds, Annuities, Insurance, Mutual Funds, Socially Responsible Investments (SRI)
|
|
| |
|
Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Registered Financial Planner (RFP)
|
|
| Securities Licenses: |
Life & Health, Series 6, Series 7, Series 63
|
|
| Insurance and Annuity Licenses: |
Variable Life, Variable Annuity, Life
|
|
| Financial Organization Memberships: |
Paladin Registry, Financial Planning Association (FPA)
|
|
| |
|
Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
|
|
| Firm's Number of Clients: |
375
|
|
| Advisor's Number of Clients: |
125
|
|
| Assets Managed by Advisor: |
65 million
|
|
| |
|
Compliance |
| Registered Investment Advisor: |
Yes
|
|
| Registered Representative: |
Yes
|
|
| Investment Advisor Representative: |
Yes
|
|
| I am an acknowledged fiduciary: |
Yes
|
|
| Compliance Disclosures in Last 5 years: |
I have a clean record
|
|
| Criminal Disclosures in Last 5 years: |
I have a clean record
|
|
| |
|
Compensation & Fees |
| Fee Structure: |
I am a fee-only financial professional
|
|
| Minimum Portfolio Size for New Managed Accounts: |
25000
|
|
| Compensation Methods: |
Based on Assets, Flat Fee, Commissions, Hourly
|
|
| Fee % Based on Assets: |
80
|
|
| Additional Details on Charges: |
We have fees based on individual basis and discuss them directly with our clients, access our website to find out more:
www.Integrityfm.com
|
|
| Minimum Fee Charged for Managed Accounts: |
250
|
|
| |
|
| |
| |
| Prepared By: |
Tom Prybylo |
Frequently Asked Questions |
 |
| Q. |
How many clients do you currently manage? |
|
| Q. |
What is your experience? How many clients do you currently manage? |
| |
Our firm has combined experience of over 35yrs. I personally have been in the business over 15yrs. Approximately 125 |
|
| Q. |
What financial institution(s) do you represent? |
| |
We believe that it is virtually impossible to offer clients’ objective, unbiased financial advice when you are affiliated with a company that manufactures or markets financial products. For that reason Integrity Financial Management, Inc is not affiliated with any brokerage firm, bank, insurance company, or marketing organization. We are totally independent and we act as a fiduciary. |
|
| Q. |
How do you charge for your services? |
| |
My method(s) of compensation for my services are as follows:
Planning services: Asset-based fee, Fixed fee, Commissions (Investment Products), Commissions (Insurance Products)
Investment services: Asset-based fee, Commissions (Investment Products),
Project Services: Hourly fee
|
|
| Q. |
Do you provide a free initial consultation? |
| |
Our initial consultation is ABSOLUTELY COMPLIMENTARY and we will analyze your current portfolio at NO COST to you--arguably the best investment that you'll ever make!! If you are looking for a FRESH approach to investing and financial planning -- you will NOT be disappointed!! |
|
|
|
