| Advisor Profile |
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Business Description |
Winslow, Evans & Crocker, Inc., a full-service investment firm, is founded on the idea that every investor has unique needs.
We believe that all investors should have access to the best we have to offer, free from off-the-shelf limitations. At Winslow, this means that you have a direct connection to a team of internal experts with specific industry knowledge and resources.
Whether you are saving for retirement, funding a loved one's education, or preserving your financial legacy, Winslow can help you stay connected to your life goals. |
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General Information |
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| Insurance License#: |
1764721
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| Name of Broker/Dealer: |
Winslow, Evans & Crocker
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| Name of Custodial Firm: |
Pershing
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| States Licensed in: |
MA, RI, CT, ME, VT, NH, NY, NJ, OH, DC, FL, CA, CO
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| States Willing to do Business in: |
All States
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| Years of Experience in Financial Services: |
9
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| Number of Years with Current Firm: |
1
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| I work with the following types of clients: |
Businesses, Individual Investors
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Services |
| Investment Types: |
1031 Exchanges, Options & Futures, Bonds, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Insurance, Annuities, Stocks, Socially Responsible Investments (SRI)
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
Accredited Asset Management Specialist (AAMS®)
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| Securities Licenses: |
Series 65, Series 7, Series 63
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| Insurance and Annuity Licenses: |
Disability, Variable Life, Long Term Care, Variable Annuity, Annuity, Life, Health
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| Financial Organization Memberships: |
Financial Planning Association (FPA)
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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| Advisor's Number of Clients: |
<100
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| Advisor's Number of Managed Clients: |
0
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| Advisor's Number of Planning Clients: |
41
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| Assets Managed by Advisor: |
$28,000,000.00
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Investment Advisor Representative: |
Yes
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| I am an acknowledged fiduciary: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| Minimum Portfolio Size for New Managed Accounts: |
$200,000
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| Compensation Methods: |
Based on Assets, Commissions
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| Fee % Based on Assets: |
1%
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| Prepared By: |
Thomas Cox, AAMS |
Frequently Asked Questions |
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