| Advisor Profile |
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| Name: |
W.M. Nzambi, CFP®, AAMS |
| Phone Number: |
(412) 567-0234 |
| Website: |
Visit Website
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| Disclaimer |
Securities and investment advisory services are offered solely by Equity Services, Inc., Member FINRA/SIPC, 9335 Harris Corners Parkway, Suite, 175 Charlotte, NC 28269, (704)343-3011.
Mariner Financial Group is independent of Equity Services, Inc.
CFP® and CERTIFIED FINANCIAL PLANNER(TM) are certification marks owned by the Certified Financial Planner Board of Standards, Inc. These marks are awarded to individuals who successfully complete the CFP Board's initial and ongoing certification requirements. |
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Business Description |
W.M. Nzambi, CFP®, AAMS is President of Mariner Financial Group, an independent financial services firm. The firm was founded on the singular belief that the finest way to serve clients is to be a personal firm, in which every client is valued and never becomes "just a number".
We are committed to providing our clients with world-class service and a passionate commitment to their goals.
The firm serves successful professionals, entrepreneurs, and businesses.
TC42116(0608) |
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General Information |
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| Name of Broker/Dealer: |
Equity Services, Inc.
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| States Licensed in: |
Securities and Insurance - PA and FL
Securities Only - CA, WV, SC, GA
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| Years of Experience in Financial Services: |
7
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| Number of Years with Current Firm: |
4
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Education |
| Academic Background |
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| BA, Political Science - University of Pittsburgh |
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Services |
| Investment Types: |
Mutual Funds, Bonds, Stocks, Annuities, Insurance
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER? Professional
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| Securities Licenses: |
Series 7, Series 66, Series 24
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| Insurance and Annuity Licenses: |
Accident, Health, Life
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Firm Information |
| Number of Advisors in Office: |
Up to 10 employees
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Compliance |
| Investment Advisor Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$0
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| Compensation Methods: |
Based on Assets, Commissions, Flat Fee, Hourly
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| Prepared By: |
W.M. Nzambi, CFP®, AAMS |
| Most Recent Update: |
10/09/2008 |
Frequently Asked Questions |
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