Business Description

Establishing trust is a Fisher Equity Advisor's number one priority.For over 25 years,my philosophy of investment planning and money management has focused on proper management of portfolio risk rather than attempting aggressive rates of return that give the illusion of market success while little or no wealth is actually being created.

Success is measured not by performance relative to other advisors but rather by clients' success in meeting life goals.

General Information

Gender:

Male

CRD#:

864499

Firm CRD#:

127648

Name of Broker/Dealer:

AFA Financial Group, LLC

States Licensed in:

AZ, CA, CO, ID, MT, TX, WY

Years of Experience in Financial Services:

Number of Years with Current Firm:

I work with the following types of clients:

Businesses, Non-Profit Organizations, Individual Investors

Education

Academic Background

Degree in Accounting - University of Texas

Services

Investment Types:

Bonds, Stocks, Annuities, Insurance, Commodities, Mutual Funds, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Qualifications & Memberships

Securities Licenses:

Series 7, Series 31, Series 63, Series 65

Insurance and Annuity Licenses:

Variable Life, Variable Annuity, Life

Financial Organization Memberships:

National Association of Realtors

Firm Information

Number of Advisors in Office:

Up to 10 employees

Advisor's Number of Clients:

100

Compliance

Registered Representative:

Yes

Compliance Disclosures in Last 5 years:

I have a clean record

Criminal Disclosures in Last 5 years:

I have a clean record

Compensation & Fees

I am a fee-based financial professional:

Yes

Minimum Portfolio Size for New Managed Accounts:

$50,000

Compensation Methods:

Based on Assets

Fee % Based on Assets:

1.00%

Prepared By:

David Fisher

Most Recent Update:

06/30/2008