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Securities Offered through Signator Investors, Inc., Member FINRA, SIPC
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA 90067 (310) 712-2323.
SEIA, LLC and its investment advisory services are offered independent of Signator Investors, Inc., and any subsidiaries or affiliates. |
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Business Description |
Welcome to Signature Estate & Investment Advisors, LLC
Signature Estate & Investment Advisors, LLC (SEIA®) is a Registered Investment Advisory firm offering Investment Management and Financial Planning Services tailored to meet the unique needs of affluent individuals, institutions, and corporations.
SEIA's reputation is earned on a daily basis, in each client relationship and professional affiliation we maintain. Accordingly, these values shape our firm:
SEIA mandates extensive and comprehensive requirements for all advisors in the areas of accredited degrees, professional designations, licensing, and ethics requirements
Continuous enhanced education and experience enable our Certified Financial Planners (CFP®) and Chartered Financial Analysts (CFA®) to design individually tailored strategies and provide relationship-based financial advice meeting both the short and long term goals of each client
Confidential, unbiased, high quality financial advice is the core of our wealth management strategies |
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General Information |
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| Insurance License#: |
0798553
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| Name of Broker/Dealer: |
Signator Investors, Inc.
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| Name of Custodial Firm: |
Charles Schwab & Fidelity
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| Years of Experience in Financial Services: |
18
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| Number of Years with Current Firm: |
18
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| I work with the following types of clients: |
Individual Investors, Businesses
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Education |
| Academic Background |
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| BA Business Economics - University of California, Santa Barbara (1990) |
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Services |
| Investment Types: |
Exchange Traded Funds (ETFs), Options & Futures, Bonds, Stocks, Annuities, Mutual Funds, Insurance
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Qualifications & Memberships |
| Certifications, Accreditations & Designations: |
CERTIFIED FINANCIAL PLANNER™ Certificant, Chartered Financial Consultant (ChFC®)
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| Securities Licenses: |
Series 22, Series 6, Series 7, Series 24, Series 63
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| Insurance and Annuity Licenses: |
Long Term Care, Variable Life, Disability, Variable Annuity, Annuity, Health, Life
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Firm Information |
| Number of Advisors in Office: |
10 - 99 employees
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| Firm's Number of Clients: |
1500
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| Assets Managed by Firm: |
$1.4 Billion
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| Advisor's Number of Managed Clients: |
200
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| Assets Managed by Advisor: |
$190,000,000
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Compliance |
| Registered Investment Advisor: |
Yes
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| Registered Representative: |
Yes
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| Compliance Disclosures in Last 5 years: |
I have a clean record
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| Criminal Disclosures in Last 5 years: |
I have a clean record
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Compensation & Fees |
| I am a fee-based financial professional: |
Yes
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| Minimum Portfolio Size for New Managed Accounts: |
$250,000
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| Compensation Methods: |
Based on Assets
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| Fee % Based on Assets: |
1%
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| Additional Details on Charges: |
The Actual fee for any portfolio is negotiated based on the unique objectives of each client,the complexity of the investment plan,the types of assets held in the account, and other factors.
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| Minimum Fee Charged for Managed Accounts: |
$3,500
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| Prepared By: |
Paul Taghibagi, CFP® |
Frequently Asked Questions |
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