Business Description
• Accredited Wealth Management Advisor – with an enduring passion for helping people create & enhance prosperity for themselves & their families • 16 years comprehensive business experience starting, building, and running my own 40-person service company/ corporation • 87 extensive financial plans for business owners and families – finding the path, showing the path, then walking the path • Started, grew, and managed my own investment portfolio for more than 31 years – Started investing as a teenager!
General Information Gender:    Female CRD#:    4533505 Firm CRD#:    866 Name of Broker/Dealer:    Waddell & Reed, Inc. States Licensed in:    CA, CO, CT, DE, FL, MD, NY, OR, PA, RI, TX, UT, VA Years of Experience in Financial Services:    6 Number of Years with Current Firm:    6
Services Investment Types:    Annuities, Insurance, Mutual Funds, Stocks
Qualifications & Memberships Certifications, Accreditations & Designations:    CERTIFIED FINANCIAL PLANNER™ Certificant Securities Licenses:    Series 7 Insurance and Annuity Licenses:    Life, Health
Firm Information Number of Advisors in Office:    Up to 10 employees
Compliance Registered Representative:    Yes Compliance Disclosures in Last 5 years:    I have a clean record Criminal Disclosures in Last 5 years:    I have a clean record
Compensation & Fees I am a fee-based financial professional:    Yes Compensation Methods:    Commissions, Flat Fee
Prepared By:	Merra Lee Moffitt, CFP®
Most Recent Update:	10/17/2008

Frequently Asked Questions

Q.	What are your qualifications? What is your education background?

Q.	What is your approach to financial planning?

Q.	How many clients do you currently manage?

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?

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Q.	What are your qualifications? What is your education background?
I am an Accredited Wealth Management Advisor (AWMA), Certified Mutual Fund Counselor (CMFC), and Certified Financial Planner (CFP). I have a BS in Computer Science and BA in Psychology from Millersville University, PA.

Q.	What is your approach to financial planning?
Your financial plan must fit your lifestyle, be comfortable and make sense or you won't follow it to get where you want to go. We make sure it works because we meet regularly to review progress and make adjustments as your life, wealth, and goals change over time.

Q.	How many clients do you currently manage?
Currently managing 210 client families.

Q.	If you are going to manage my account, will you obtain my permission every time you buy or sell something?
Yes