Business Description

OUR PHILOSOPHY is to partner with clients to establish and achieve their financial goals through impartial advisory, planning and asset management services. Our purpose is solely to help our clients build, manage and preserve their wealth in a manner consistent with their individual style and values. We believe there is no one particular investment portfolio that is appropriate for all clients. The optimal portfolio will depend on the amount and timing of withdrawals, tax considerations, risk tolerance and market conditions. Our success is not measured by performance statistics but rather by our clients' success in achieving their goals and in their comfort in the manner their objectives were accomplished.

OUR CLIENTS share in the realization that by having a plan to coordinate the myriad of today's financial decisions, they can possibly achieve their goals for tomorrow. Our clients usually have no desire to manage their financial affairs on a daily basis, want to simplify their lives, and are willing to enter into a mutually beneficial long-term relationship. They expect excellence and have made a firm commitment to achieving their goals through a trusted financial advisor. We view the client relationship as a lifelong process of building and preserving their financial legacy for the coming generations.

General Information

Gender:

Male

Firm CRD#:

2529259

States Licensed in:

GA Primary

Years of Experience in Financial Services:

Education

Academic Background

B.S. in Management - Auburn University
M.B.A. - Webster University

Services

Investment Types:

Variable Insurance Products, Alternative Investments, Mutual Funds, Annuities, Stocks, Bonds

Qualifications & Memberships

Certifications, Accreditations & Designations:

CDFA - Certified Divorce Financial Analyst

Securities Licenses:

Series 24, Series 63, Series 65, Life and Health, 51, Life & Health, Series 7

Firm Information

Number of Advisors in Office:

Up to 10 employees

Advisor's Number of Clients:

350

Compensation & Fees

Minimum Portfolio Size for New Managed Accounts:

100,000

Compensation Methods:

Based on Assets, Commissions, Flat Fee

Hourly Rate:

150

Minimum Fee Charged for Managed Accounts:

500

Prepared By:

Richard Hendry

Most Recent Update:

07/08/2008